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For Companies At a Glance
- Tasks: Review and assess financial promotions, ensuring compliance across UK and Europe.
- Company: Join a high-growth global digital asset investment firm at the forefront of finance.
- Benefits: Competitive salary, career progression, and a dynamic work environment.
- Why this job: Make a real impact in a rapidly evolving industry while growing your compliance expertise.
- Qualifications: 5-7 years in compliance with strong regulatory judgement and understanding of financial promotions.
- Other info: Exciting opportunity for ambitious individuals to advance into senior leadership roles.
The predicted salary is between 36000 - 60000 £ per year.
You will be joining a high-growth global digital asset investment firm operating at the intersection of traditional financial markets and emerging technologies. The business is rapidly expanding across Europe, particularly the DACH region, and is focused on building strong compliance and governance frameworks to support responsible growth, product distribution, and market engagement.
This is an exciting opportunity to join a dynamic business at a pivotal stage, where your work will have real ownership and impact.
Role Overview
The successful candidate will join as a Compliance Officer with a clear pathway to progress into Senior Legal & Compliance Officer and ultimately Head of Compliance as the business scales. This role suits someone with strong regulatory judgement who is motivated to build and grow a compliance function in a rapidly evolving environment.
You will focus on financial promotions compliance across the UK and Europe, helping to shape and implement the European compliance function from the ground up.
Key Responsibilities
- Review and assess financial promotions for UK and European markets, with a focus on retail-facing materials.
- Approve marketing, sales, distribution, and research content prior to release; maintain audit trails using compliance platforms (e.g., RedOak, Gateway21).
- Own and maintain compliance risk registers, policies, and procedures.
- Deliver compliance training across Europe using Skillcast.
- Lead and support responses to due diligence questionnaires (DDQs).
- Provide pragmatic guidance and regulatory judgement to support European market activities.
Experience & Knowledge
- 5–7 years' experience in compliance or regulatory advisory roles within financial services; hands-on experience with UK and European financial promotions.
- Strong understanding of retail financial promotion rules, including Section 21 and approval frameworks.
- Exposure to digital assets/crypto is a plus but not required.
Profile
- Commercial, confident compliance professional with strong judgement.
- Able to operate autonomously in a fast-growth, evolving environment.
- Ambitious and motivated to grow into a senior compliance leadership role.
Compliance Officer in London employer: Kingsley Green Recruitment
Contact Detail:
Kingsley Green Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those who work in financial promotions. Use LinkedIn to connect and engage with industry professionals; you never know who might have a lead on your dream job!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK and European financial promotion rules. Be ready to discuss how your experience aligns with the role and how you can contribute to building a strong compliance function.
✨Tip Number 3
Showcase your skills during interviews by sharing specific examples of how you've navigated compliance challenges in the past. This will demonstrate your regulatory judgement and ability to operate autonomously in a fast-paced environment.
✨Tip Number 4
Don't forget to apply through our website! We love seeing candidates who are genuinely interested in joining our team. Plus, it gives us a chance to see your application in the best light possible.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in compliance and regulatory advisory roles, especially any hands-on work with financial promotions. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our dynamic team. Be sure to mention any relevant experience with UK and European financial promotion rules.
Showcase Your Judgement Skills: In your application, give examples of how you've used your regulatory judgement in past roles. We’re looking for someone who can operate autonomously and make sound decisions in a fast-paced environment, so don’t hold back on sharing your experiences!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at this exciting stage of growth!
How to prepare for a job interview at Kingsley Green Recruitment
✨Know Your Regulations
Make sure you brush up on the latest UK and European financial promotion rules, especially Section 21. Being able to discuss these regulations confidently will show that you’re not just familiar with compliance but also ready to tackle the challenges in this role.
✨Showcase Your Experience
Prepare specific examples from your past roles where you’ve successfully navigated compliance issues or improved processes. This will help demonstrate your hands-on experience and regulatory judgement, which are crucial for this position.
✨Understand the Business
Research the company’s operations, especially their focus on digital assets and the DACH region. Showing that you understand their business model and how compliance fits into it will set you apart as a candidate who is genuinely interested in contributing to their growth.
✨Be Ready to Discuss Training
Since delivering compliance training is part of the role, think about how you would approach this task. Prepare to share ideas on how to engage teams across Europe and ensure they understand compliance requirements, showcasing your ability to lead and educate.
