At a Glance
- Tasks: Ensure compliance with financial promotions and maintain audit trails using top platforms.
- Company: Join a leading recruitment firm focused on compliance excellence.
- Benefits: Competitive pay, flexible working options, and ongoing training opportunities.
- Other info: Dynamic role with opportunities for growth across Europe.
- Why this job: Make a difference in the financial sector while developing your compliance expertise.
- Qualifications: Experience in compliance and strong analytical skills required.
The predicted salary is between 30000 - 50000 £ per year.
This range is provided by Kingsley Green Recruitment. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Compliance Officer – Financial Promotions (UK)
- Maintain audit trails using compliance platforms (e.g., RedOak, Gateway21).
- Own and maintain compliance risk registers, policies, and procedures.
- Deliver compliance training across Europe using Skillcast.
- Lead and support responses to due diligence questionnaires (DDQs).
- Provide pragmatic guidance and regulatory judgement to support European market activities.
Experience
Compliance Officer employer: Kingsley Green Recruitment
As a Compliance Officer at our company, you will thrive in a dynamic and supportive work environment that prioritises employee growth and development. We offer comprehensive training programmes, including the opportunity to deliver compliance training across Europe, ensuring you are well-equipped to excel in your role. Our commitment to fostering a collaborative culture, coupled with competitive remuneration and benefits, makes us an exceptional employer for those seeking meaningful and rewarding careers in the financial sector.
Contact Details:
Kingsley Green Recruitment Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field on LinkedIn or at industry events. We can’t stress enough how personal connections can open doors for you.
✨Tip Number 2
Prepare for interviews by brushing up on compliance platforms like RedOak and Gateway21. We want you to show off your knowledge and make a great impression!
✨Tip Number 3
Don’t just wait for job postings; be proactive! Check our website regularly and apply directly through us. It shows initiative and can set you apart from the crowd.
✨Tip Number 4
Practice your responses to common compliance scenarios. We recommend role-playing with a friend to build confidence and refine your answers before the big day.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight relevant experience, especially with compliance platforms and training delivery. We want to see how your skills align with what we’re looking for!
Showcase Your Experience:When writing your application, don’t just list your previous jobs. Instead, showcase specific examples of how you’ve maintained compliance risk registers or delivered training. This helps us see your practical experience in action.
Be Clear and Concise:Keep your application clear and to the point. Use bullet points where possible to make it easy for us to read. We appreciate a well-structured application that gets straight to the important bits!
Apply Through Our Website:We encourage you to apply through our website for the best chance of getting noticed. It’s super easy and ensures your application goes directly to us. Don’t miss out on this opportunity!
How to prepare for a job interview at Kingsley Green Recruitment
✨Know Your Compliance Tools
Familiarise yourself with compliance platforms like RedOak and Gateway21. Be ready to discuss how you've used these tools in the past or how you would approach using them in your role as a Compliance Officer.
✨Understand Regulatory Frameworks
Brush up on the key regulations affecting financial promotions in the UK and Europe. Being able to articulate your understanding of these regulations will show that you're not just knowledgeable but also proactive in staying informed.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios. Think about past experiences where you had to provide guidance or make regulatory judgements, and be ready to share those examples.
✨Showcase Your Training Skills
Since delivering compliance training is part of the role, prepare to discuss any experience you have in training or educating others. Highlight your ability to communicate complex information clearly and effectively.
