Operations / Compliance Risk Assessor
Operations / Compliance Risk Assessor

Operations / Compliance Risk Assessor

Warwick Temporary 12000 - 18000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Join our team to ensure compliance and operational integrity through audits and reporting.
  • Company: KHR - Recruitment Specialists connects talent with opportunities in various sectors.
  • Benefits: Enjoy a part-time role with flexible hours and potential for hybrid work.
  • Why this job: Make an impact by safeguarding operations while gaining valuable experience in compliance.
  • Qualifications: Ideal candidates should have a Broker or auditing background and hold a Cert CCI.
  • Other info: This role is perfect for students seeking practical experience in a professional environment.

The predicted salary is between 12000 - 18000 £ per year.

We are seeking an experienced part-time Operations / Compliance Risk Assessor to join a broking team. This role involves safeguarding operational integrity and ensuring compliance with regulatory standards.

Details:

  • 2 or 3 days per week, 15 to 20 hours
  • Salary up to £15,000 per annum
  • Initial in-office work, transitioning to hybrid

Responsibilities include:

  • Audit Preparation
  • Compliance and Internal Controls
  • Audit Documentation
  • Audit Communication
  • Management Reporting
  • Complaint Responses
  • Maintaining the Regulated Agents List
  • Conduct Risk Reporting
  • Continuous Learning
  • Department and Organizational Enhancements

Ideal candidates will have a Broker or auditing background and hold a Cert CCI. Applicants should review their CV for clarity, spelling, and grammar before submission. Feel free to include a cover letter or a preface page to highlight relevant skills or qualifications. Please submit a clean Word copy if your CV contains heavy graphics.

Operations / Compliance Risk Assessor employer: KHR Recruitment Specialists

At KHR - Recruitment Specialists, we pride ourselves on fostering a supportive and dynamic work environment in Warwick, where our team members can thrive. As an Operations / Compliance Risk Assessor, you will benefit from flexible part-time hours, opportunities for continuous learning, and a culture that values compliance and operational integrity. Join us to be part of a dedicated team that prioritises employee growth and offers a unique chance to make a meaningful impact in the broking sector.
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Contact Detail:

KHR Recruitment Specialists Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Operations / Compliance Risk Assessor

✨Tip Number 1

Familiarise yourself with the latest compliance regulations and standards relevant to the broking industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in your field.

✨Tip Number 2

Network with professionals in the compliance and auditing sectors. Attend industry events or join online forums to connect with others who can provide insights or even refer you to opportunities within their organisations.

✨Tip Number 3

Prepare for potential interview questions by practising responses that highlight your experience in audit preparation and compliance management. Use specific examples from your past roles to illustrate your skills and achievements.

✨Tip Number 4

Research StudySmarter and our values, as well as the specifics of the role you're applying for. Tailoring your conversation during interviews to align with our mission can set you apart from other candidates.

We think you need these skills to ace Operations / Compliance Risk Assessor

Risk Assessment
Regulatory Compliance
Audit Preparation
Internal Controls
Audit Documentation
Management Reporting
Complaint Handling
Conduct Risk Reporting
Attention to Detail
Communication Skills
Analytical Skills
Continuous Learning
Organisational Skills
Brokerage Knowledge
Cert CCI

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is specifically tailored to the Operations / Compliance Risk Assessor role. Highlight relevant experience in auditing or broking, and ensure that your qualifications, such as Cert CCI, are prominently displayed.

Craft a Compelling Cover Letter: Consider including a cover letter that outlines your relevant skills and experiences. Use this opportunity to explain why you are a great fit for the role and how your background aligns with the responsibilities listed in the job description.

Proofread Your Application: Before submitting, thoroughly proofread your CV and cover letter for clarity, spelling, and grammar. A clean and professional application reflects your attention to detail, which is crucial for this role.

Submit in the Right Format: Follow the application instructions carefully. If your CV contains heavy graphics, submit a clean Word copy as requested. This ensures that your application is easily readable by the hiring team.

How to prepare for a job interview at KHR Recruitment Specialists

✨Know Your Compliance Standards

Familiarise yourself with the key compliance regulations relevant to the role. Being able to discuss specific standards and how they apply to the broking industry will demonstrate your expertise and preparedness.

✨Highlight Relevant Experience

Prepare to discuss your previous roles in auditing or broking, focusing on specific examples where you ensured compliance or improved operational integrity. This will help the interviewers see how your background aligns with their needs.

✨Prepare for Scenario Questions

Expect questions that present hypothetical situations related to compliance risks. Practising your responses to these scenarios can showcase your problem-solving skills and ability to think critically under pressure.

✨Ask Insightful Questions

Prepare thoughtful questions about the company's compliance processes and challenges they face. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.

Operations / Compliance Risk Assessor
KHR Recruitment Specialists
Location: Warwick
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