Compliance Officer

Compliance Officer

Preston Full-Time 32000 £ / year No home office possible
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At a Glance

  • Tasks: Support compliance with regulations and enhance customer outcomes in a dynamic financial services environment.
  • Company: Join Key Group, a leading brand in later life lending since 1998, focused on customer-centric solutions.
  • Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for career growth.
  • Why this job: Make a real impact while working in a supportive culture that values compliance and customer satisfaction.
  • Qualifications: Knowledge of FCA regulations and strong analytical skills are essential; proactive mindset preferred.
  • Other info: Full-time, permanent role based in Fulwood, Preston, with a focus on personal discipline and quality.

Key Group is one of the most exciting, forward-thinking brands in financial services, focused on helping people unlock a better retirement since 1998. Our mission is simple: To be the UK’s leading later life lending company. Our portfolio of brands comprises of Key (the Adviser), More2Life (the Lender), and Air (Adviser software service).

The role of the Compliance Officer is to provide proactive and collaborative support to the group focusing on the delivery of customer outcomes, regulatory requirements, and the provision of assurance activities, including the implementation of the Key Group's compliance monitoring plan. You will provide support and advice that adheres to company and regulatory requirements and embraces and embeds a customer-centric culture. This role would suit someone with a professional background, who is accustomed to high standards of personal discipline and behaviour and who has demonstrable experience in an oversight or control role.

What You’ll Be Doing:

  • Providing expert advice on FCA regulations, Money Laundering, and ICO compliance
  • Reviewing and approving financial promotions and marketing materials
  • Conducting compliance monitoring, risk assessments, and customer journey reviews
  • Identifying areas for improvement and working with teams to drive positive change
  • Reviewing AML and KYC queries to ensure compliance with policies
  • Supporting our mission to embed a strong compliance culture across the business

What We’re Looking For:

  • Solid knowledge of FCA regulations and compliance best practices
  • Strong analytical, decision-making, and problem-solving skills
  • Ability to communicate effectively and influence at all levels
  • A proactive mindset – always looking for ways to improve processes
  • High attention to detail and a commitment to quality

Salary: Up to £32,000 per year

Location: Hybrid after 4 weeks onsite in Fulwood, Preston

Job Type: Full-time, Permanent

Join a company that truly values its people, fosters career growth, and embraces a customer-first culture. If you're ready to make an impact, apply now!

Compliance Officer employer: Key Group

At Key Group, we pride ourselves on being an exceptional employer, offering a vibrant work culture that prioritises employee development and well-being. Located in the heart of Fulwood, Preston, our hybrid working model allows for flexibility while ensuring you are part of a collaborative team dedicated to delivering outstanding customer outcomes. With competitive salaries, a commitment to compliance excellence, and opportunities for professional growth, joining us as a Compliance Officer means becoming part of a forward-thinking organisation that values your contributions and supports your career aspirations.
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Contact Detail:

Key Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Officer

✨Tip Number 1

Familiarise yourself with the latest FCA regulations and compliance best practices. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.

✨Tip Number 2

Network with professionals in the compliance sector, especially those who work in financial services. Engaging with industry peers can provide insights into the role and may even lead to referrals.

✨Tip Number 3

Prepare to discuss specific examples of how you've improved compliance processes in previous roles. Highlighting your proactive mindset and problem-solving skills will set you apart from other candidates.

✨Tip Number 4

Research Key Group's mission and values thoroughly. Understanding their customer-centric culture will allow you to tailor your conversations during interviews and show that you're a great fit for their team.

We think you need these skills to ace Compliance Officer

Knowledge of FCA Regulations
Understanding of Money Laundering and ICO Compliance
Compliance Monitoring
Risk Assessment
Customer Journey Reviews
Analytical Skills
Decision-Making Skills
Problem-Solving Skills
Effective Communication
Influencing Skills
Attention to Detail
Proactive Mindset
Process Improvement
Commitment to Quality

Some tips for your application 🫡

Understand the Role: Before applying, make sure to thoroughly understand the responsibilities of a Compliance Officer. Familiarise yourself with FCA regulations, Money Laundering, and ICO compliance as these are key aspects of the job.

Tailor Your CV: Highlight your relevant experience in oversight or control roles. Emphasise your analytical skills, decision-making abilities, and any previous work related to compliance monitoring or risk assessments.

Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and how you can contribute to fostering a strong compliance culture. Mention specific examples of how you've improved processes in past roles.

Proofread Your Application: Ensure that your application is free from errors. A high attention to detail is crucial for this role, so make sure your CV and cover letter reflect that quality before submitting.

How to prepare for a job interview at Key Group

✨Know Your FCA Regulations

Make sure you brush up on your knowledge of FCA regulations and compliance best practices. Be prepared to discuss how these regulations impact the role and provide examples of how you've applied this knowledge in previous positions.

✨Demonstrate Analytical Skills

Showcase your analytical, decision-making, and problem-solving skills during the interview. Prepare to discuss specific instances where you've identified compliance issues and how you resolved them, highlighting your attention to detail.

✨Communicate Effectively

Effective communication is key for a Compliance Officer. Practice articulating your thoughts clearly and confidently, especially when discussing complex regulatory topics. Be ready to explain how you would influence teams to embrace a strong compliance culture.

✨Show Proactivity

Exhibit a proactive mindset by sharing examples of how you've improved processes in past roles. Discuss any initiatives you've taken to enhance compliance monitoring or customer outcomes, demonstrating your commitment to driving positive change.

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