At a Glance
- Tasks: Support compliance activities and bridge communication between teams at Kensington Mortgages and Barclays UK.
- Company: Kensington Mortgages values its employees and promotes a diverse, inclusive workplace.
- Benefits: Enjoy hybrid working, professional development opportunities, and a supportive work-life balance.
- Why this job: Join a dynamic team making a positive impact in financial services while developing your career.
- Qualifications: Previous compliance experience in financial services is essential; strong communication and organisational skills required.
- Other info: Flexible working arrangements with potential travel to London once a week.
The predicted salary is between 36000 - 60000 £ per year.
We're Hiring: Compliance Liaison Manager
Location: Hybrid Working - Need to be able to travel to London as and when required, potentially 1 x day a week
Hours: Monday - Friday 09:00-17:30
Direct Reports: None
Join our team in this new role as a Compliance Liaison Manager and play a pivotal role in shaping regulatory practices.
Overall Purpose of Job
To provide support and assistance to the Compliance Advisory Manager, the Compliance Director and the wider team, as well as to help bridge the two-way interaction between Kensington Mortgage Company Limited (KMC) and Barclays UK (BUK).
Key Accountabilities
- Take ownership and accountability of SMCR activities, including policy reviews, updates to SMF information, attestations and control checks.
- Act as a central support point for managing incoming BCUK compliance requests and aligning them with internal responsibilities.
- Provide support to the Compliance Advisory Manager and the Compliance Director in the compilation of required internal reporting in relation to the ERMC, BRC and Board packs, including the interpretation of Management Information supplied by the business, within the Compliance dashboards and BUK.
- Act as Compliance Risk Champion, liaising with the Risk Function, providing information on control attestations, risk incidents and assisting in the implementation of BUK risk framework into KMC.
- Acting as a central point of contact for Compliance when coordinating KMC responses to any FCA requests for information, liaising with colleagues in the BUK Regulatory Relations Team and ensuring the KMC FCA correspondence folders are kept up to date.
- Act as the point of contact with UK Finance in respect of managing the working group attendees, keeping them up to date of any internal employee changes.
- Act as the Kensington representative for attendance at FCA, trade body or UK Finance meetings providing a succinct summary and overview of the discussions.
- Maintenance of Compliance policies and procedures ensuring that updates and annual reviews are completed, coordinating input and ensuring these are reviewed through the appropriate governance channels.
- Control reviews to assess the effectiveness of the function.
- Other ad-hoc work as required.
Experience, Knowledge, Skills
- Previous Compliance experience within a financial services regulated role is required, ideally within banking/mortgages.
- Knowledge of SMCR and the process around this.
- Excellent communication and influencing skills, being able to convey information clearly with the ability to adapt communication styles to different audiences across KMC and BUK.
- Ability to work in a fast-paced environment.
- Strong team player who has a positive attitude and can work collaboratively.
- A flexible and common sense approach with an ability to build and successfully manage relationships, together with a can-do attitude to overcoming potential challenges.
- Stays calm under pressure and displays emotional resilience.
- Excellent organisational skills: ensuring that activities have accountable members of the team allocated to them.
- Must have excellent MS Office skills.
Why Join Kensington Mortgages
At KMC our employees are the heart of our success. We strive to create workplaces that promote professional development and work-life balance. Our inclusive culture values diversity in all its forms, ensuring everyone feels respected and valued. As an equal opportunity employer, we embrace differences in gender, race, identity, ethnic origin, and sexual expression.
Ready to make a difference?
If you're passionate about providing an exceptional service and want to join a team that values your contributions we'd love to hear from you! Apply today and be part of the Kensington Mortgages family and help us to continue making a positive impact in the lives of our customers.
Compliance Liasion Manager employer: Kensington Mortgages
Contact Detail:
Kensington Mortgages Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Liasion Manager
✨Tip Number 1
Familiarise yourself with the SMCR framework and its implications in the financial services sector. Understanding this will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in banking or mortgages. Engaging with industry contacts can provide insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully managed compliance issues or improved processes. This will showcase your problem-solving skills and ability to work under pressure.
✨Tip Number 4
Stay updated on current regulatory changes and trends in the financial services industry. Being knowledgeable about recent developments will position you as a proactive candidate who is ready to contribute from day one.
We think you need these skills to ace Compliance Liasion Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Compliance Liaison Manager position. Understand the key accountabilities and required skills, as this will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous compliance experience within financial services, particularly in banking or mortgages. Mention specific examples that demonstrate your knowledge of SMCR and your ability to manage compliance requests.
Showcase Communication Skills: Since excellent communication and influencing skills are crucial for this role, provide examples in your application that illustrate how you've effectively conveyed information to different audiences. This could include presentations, reports, or team collaborations.
Demonstrate Organisational Skills: The job requires strong organisational skills. In your application, mention instances where you've successfully managed multiple tasks or projects, ensuring accountability and timely completion. This will show that you can thrive in a fast-paced environment.
How to prepare for a job interview at Kensington Mortgages
✨Understand the SMCR Framework
Make sure you have a solid grasp of the Senior Managers and Certification Regime (SMCR) and its implications. Be prepared to discuss how your previous experience aligns with these regulations and how you can contribute to maintaining compliance within the organisation.
✨Showcase Your Communication Skills
As a Compliance Liaison Manager, excellent communication is key. Prepare examples of how you've effectively communicated complex information to different audiences. Highlight your ability to adapt your communication style based on the audience's needs.
✨Demonstrate Team Collaboration
This role requires strong teamwork. Be ready to share experiences where you've successfully collaborated with others, especially in high-pressure situations. Emphasise your positive attitude and how you contribute to a supportive team environment.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills and emotional resilience. Think of specific instances where you've navigated challenges in compliance or regulatory environments, and be ready to explain your thought process and outcomes.