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- Tasks: Lead compliance efforts and ensure adherence to FCA regulations while fostering a strong compliance culture.
- Company: Dynamic financial services firm based in Bath with a focus on compliance excellence.
- Benefits: Generous holiday allowance, private medical cover, and hybrid working options.
- Why this job: Make a real impact in compliance and build vital relationships with regulators.
- Qualifications: Experience in compliance management and strong understanding of regulatory requirements.
- Other info: Join a supportive team with opportunities for professional growth.
The predicted salary is between 48000 - 72000 £ per year.
A financial services firm in Bath is seeking a Compliance Manager to lead their Group compliance function. In this role, you will oversee compliance monitoring and maintain vital relationships with regulators like the FCA. You will be responsible for producing reports and ensuring that the company adheres to regulatory requirements while promoting a strong compliance culture across the business.
The position offers a generous holiday allowance, private medical cover, and the opportunity for home working 1-2 days weekly.
Senior Compliance Leader – FCA Regulated, Hybrid in Bath employer: Kennell and Associates Inc.
Contact Detail:
Kennell and Associates Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Leader – FCA Regulated, Hybrid in Bath
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience with compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We recommend creating a cheat sheet of key points to discuss, so you can showcase your expertise and confidence when it counts.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance at landing that Senior Compliance Leader role. We make it easy for you to showcase your skills and experience directly to the hiring team!
We think you need these skills to ace Senior Compliance Leader – FCA Regulated, Hybrid in Bath
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Senior Compliance Leader. Highlight your experience with FCA regulations and compliance monitoring, as this will show us you’re the right fit for the job.
Craft a Compelling Cover Letter: Your cover letter should tell us why you’re passionate about compliance and how you can contribute to our strong compliance culture. Be specific about your achievements and how they relate to the role.
Showcase Your Regulatory Relationships: Since maintaining relationships with regulators like the FCA is key, share examples of how you've successfully managed these relationships in the past. This will help us see your expertise in action.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Kennell and Associates Inc.
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance standards relevant to the role. Being able to discuss specific regulations and how they impact the business will show that you're not just familiar with compliance, but that you’re genuinely passionate about it.
✨Showcase Your Leadership Skills
As a Senior Compliance Leader, you'll need to demonstrate your ability to lead and influence others. Prepare examples of how you've successfully managed teams or projects in the past, especially in fostering a strong compliance culture. This will help the interviewers see you as a proactive leader.
✨Prepare for Scenario Questions
Expect scenario-based questions where you might need to explain how you'd handle specific compliance challenges. Think through potential situations you could face in this role and prepare structured responses that highlight your problem-solving skills and decision-making process.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the company’s compliance culture and future goals. Inquire about their current compliance challenges or how they measure success in the compliance function. This not only shows your enthusiasm but also helps you gauge if the company is the right fit for you.
