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For Companies At a Glance
- Tasks: Lead compliance efforts and ensure regulatory adherence in a dynamic financial services environment.
- Company: Join a forward-thinking financial services firm based in Bath.
- Benefits: Generous holiday, private medical cover, pension, and flexible home working options.
- Why this job: Make a real impact while promoting a strong compliance culture across the business.
- Qualifications: Experience in senior compliance roles within FCA regulated environments is essential.
- Other info: Enjoy company social events and volunteer days while advancing your career.
The predicted salary is between 36000 - 60000 £ per year.
Are you an experienced compliance professional ready to make a real impact in a dynamic financial services environment? Do you have a background in Banking/ Financial Services or Lending Services? We are looking for a permanent Compliance Manager to lead their Group compliance function. This role is situated in Bath with periodic travel to other regional offices.
Day to Day
- Overseeing the compliance framework, maintaining relationships with regulators like the FCA and providing vital advice to senior stakeholders including the Board and Executive Committee.
- Monthly compliance reports, submitting regulatory returns including Reg Data and FCA Connect, maintaining relationships with ICO, FLA and NACFB.
- Managing compliance monitoring, policies, GDPR, AML frameworks and complaints procedures, ensuring the company operates within regulatory parameters.
- Promoting a strong compliance culture across the business, adapting to changes, maintaining oversight including policies such as KYC, PEPs and sanctions.
- Representing the client at Senior Management meetings, providing a positive approach to key managers across the business.
- Producing annual regulatory and governance reports.
- Ensuring training is in place for employees to act within compliance guidelines and best practice is adhered to.
We Would Love To See
- Experience in a senior compliance role within an FCA regulated environment, good knowledge of regulatory reporting.
- Experience overseeing compliance monitoring, AML, GDPR, and complaints procedures.
- Ability to produce clear, insightful reports for executive and Board level.
- Strong communication skills and a practical, solutions-focused approach.
And For You
- Generous holiday allowance, life assurance, pension.
- Private medical cover & income protection.
- Discretionary bonus.
- Company social events and volunteer days.
- Home working 1-2 days per week.
Compliance Manager in Bath employer: Kennell and Associates Inc.
Contact Detail:
Kennell and Associates Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager in Bath
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience with compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance frameworks. We want you to be able to discuss how you've tackled compliance challenges in the past, so have some examples ready!
✨Tip Number 3
Showcase your communication skills! During interviews, make sure to articulate your thoughts clearly and confidently. Remember, you're not just talking about compliance; you're also selling yourself as a strong candidate.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Manager in Bath
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, especially within FCA regulated environments. We want to see how your background in Banking or Financial Services aligns with the role, so don’t hold back on those relevant details!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Compliance Manager role. Share specific examples of how you've managed compliance frameworks and built relationships with regulators like the FCA.
Showcase Your Communication Skills: Since strong communication is key for this role, make sure your application reflects that. Use clear and concise language, and if possible, include examples of reports or presentations you've created for senior stakeholders.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Kennell and Associates Inc.
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance frameworks relevant to the financial services sector. Being able to discuss these confidently will show that you're not just familiar with the rules, but that you can apply them effectively in your role.
✨Prepare Insightful Reports
Since you'll be expected to produce clear reports for senior stakeholders, practice summarising complex compliance data into concise, actionable insights. Bring examples of past reports you've created to demonstrate your ability to communicate effectively at an executive level.
✨Showcase Your Relationship Management Skills
You'll need to maintain relationships with regulators and internal stakeholders, so think of specific examples where you've successfully navigated these relationships. Be ready to discuss how you’ve built trust and facilitated communication in previous roles.
✨Emphasise a Compliance Culture
Demonstrate your understanding of promoting a strong compliance culture within an organisation. Share strategies you've implemented in the past to ensure compliance is a priority across all levels, and how you’ve engaged employees in this process.
