***SURVEILLANCE ASSOCIATE -MARKET ABUSE*** A leading brokerage/trading house are looking for an experienced market abuse surveillance professional to join their team in the City.
DUTIES & RESPONSIBILITIES OF A SENIOR SURVEILLANCE ASSOCIATE
- Review and analyse T+1 alerts
- Investigate and escalate potential cases of market abuse/manipulation
- Review telephone and e-communication alerts
- Collate MI and make reports for senior stakeholders
- Assist with improving/calibrating alert assessments
- Deal with queries from the FCA and the Exchanges
- Assist with PA dealing requests and provide market conduct training
QUALITIES & ATTRIBUTES NEEDED TO BE A SURVEILLANCE ASSOCIATE
You will have proven market abuse surveillance experience ideally from a brokerage/trading commodities house. Salary: £70-75K plus bonus and benefits. Please contact me for more details.
Surveillance Officer employer: KennedyPearce Consulting
As a leading financial service firm based in London, we pride ourselves on fostering a dynamic work culture that prioritises employee growth and development. Our commitment to operational excellence is matched by our dedication to providing comprehensive benefits and unique opportunities for professional advancement, making us an exceptional employer for those seeking meaningful and rewarding careers in the financial sector.
