At a Glance
- Tasks: Provide regulatory advice and oversee compliance across various business initiatives.
- Company: Global investment management house with a strong track record.
- Benefits: Competitive salary, bonus, excellent benefits, and hybrid working.
- Other info: Opportunity for career growth in a supportive environment.
- Why this job: Join a dynamic team and make a real impact on compliance culture.
- Qualifications: Proven compliance experience in asset or fund management.
The predicted salary is between 40500 - 49500 £ per year.
Our client is a multi-asset global investment management house with a recognised track record.
They are looking to appoint a Compliance Manager on a 12-month fixed term basis from 2027.
The client offers hybrid working (3 days in the office required) and excellent benefits.
Do not wait to apply after reading this description a high application volume is expected for this opportunity.
Key Responsibilities as Compliance Manager include
- Provide practical, commercially focused regulatory advice across new business opportunities, products and strategic initiatives.
- Partner with key business teams to support regulatory approvals, product governance and effective management of compliance requirements.
- Lead day-to-day oversight of AML, KYC, anti-fraud and anti-bribery, ensuring robust controls, monitoring, reporting and escalation.
- Build strong relationships with international stakeholders and support a consistent, effective compliance framework across the business.
- Promote a strong culture of compliance through effective policies, procedures, training and practical guidance.
- Support compliance monitoring, audits, regulatory reporting, conflicts of interest and remediation activity.
- Monitor regulatory developments and support the business in assessing and implementing regulatory change effectively and on time.
- Maintain key compliance frameworks, registers and regulatory trackers, including the Code of Ethics, personal account dealing and gifts and entertainment.
- Provide broader compliance support across areas such as CASS, SMCR, transaction reporting and front-office oversight.
- Act as a key point of contact for compliance queries, providing clear, pragmatic advice and escalating material issues to senior management.
You will have proven generalist compliance experience from an asset management or fund management background. xgikmsk
£60-75K plus bonus, benefits & hybrid working.
...
Compliance Manager employer: KennedyPearce Consulting Careers
Join a dynamic real estate business that values innovation and collaboration, offering a supportive work culture where your expertise as a Transactional Finance Manager will be recognised and rewarded. With a focus on professional growth, you will have access to ongoing training and development opportunities, ensuring you stay at the forefront of the industry. Located in a vibrant area, our company provides a unique environment that fosters teamwork and encourages meaningful contributions to exciting projects.
Contact Details:
KennedyPearce Consulting Careers Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like KennedyPearce Consulting Careers when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from KennedyPearce Consulting Careers!
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Manager, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at KennedyPearce Consulting Careers. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at KennedyPearce Consulting Careers
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at KennedyPearce Consulting Careers.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit KennedyPearce Consulting Careers in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at KennedyPearce Consulting Careers.
