At a Glance
- Tasks: Analyse market abuse alerts and investigate potential manipulation cases.
- Company: Leading brokerage/trading house in the City with a strong reputation.
- Benefits: Competitive salary, bonus, hybrid working, and additional benefits.
- Other info: Exciting career growth opportunities in a fast-paced environment.
- Why this job: Join a dynamic team and make a real impact in market compliance.
- Qualifications: Proven experience in market abuse surveillance from a brokerage or trading house.
The predicted salary is between 70000 - 75000 £ per year.
A leading brokerage/trading house are looking for an experienced market abuse surveillance professional to join their team in the City.
DUTIES & RESPONSIBILITIES OF A SURVEILLANCE ASSOCIATE
- Review and analyse T+1 alerts
- Investigate and elevate potential cases of market abuse/manipulation
- Review telephone and e-communication alerts
- Collate MI and make reports for senior stakeholders
- Assist with improving/calibrating alert assessments
- Deal with queries from the FCA and the Exchanges
- Assist with PA dealing requests and provide market conduct training.
QUALITIES & ATTRIBUTES REQUIRED FOR A SURVEILLANCE ASSOCIATE
You will have proven market abuse surveillance experience ideally from a brokerage/trading commodities house.
Surveillance Associate employer: Kennedy Pearce Consulting
As a leading financial service firm based in London, we pride ourselves on fostering a dynamic work culture that prioritises employee growth and development. Our commitment to operational excellence is matched by our dedication to providing comprehensive benefits and unique opportunities for career advancement, making us an exceptional employer for those seeking meaningful and rewarding roles in the financial sector.
