Posted 01 September 2026 Salary £70000 - £75000 per annum + bonus, benefits, hybrid working Location England Job type Permanent Discipline Risk & Compliance Reference ML900_
***SURVEILLANCE ASSOCIATE -MARKET ABUSE*** A leading brokerage/trading house are looking for an experienced market abuse surveillance professional to join their team in the City.
DUTIES & RESPONSIBILITIES OF A SURVEILLANCE ASSOCIATE
Review and analyse T+1 alerts
Investigate and elevate potential cases of market abuse/manipulation
Review telephone and e-communication alerts
Collate MI and make reports for senior stakeholders
Assist with improving/calibrating alert assessments
Deal with queries from the FCA and the Exchanges
Assist with PA dealing requests and provide market conduct training.
QUALITIES & ATTRIBUTES REQUIRED FOR A SURVEILLANCE ASSOCIATE
You will have proven market abuse surveillance experience ideally from a brokerage/trading commodities house. Salary: £70-75K plus bonus and benefits.
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Surveillance Associate in London employer: Kennedy Pearce Consulting
As a leading financial service firm based in London, we pride ourselves on fostering a dynamic work culture that prioritises employee growth and development. Our commitment to operational excellence is matched by our dedication to providing comprehensive benefits and unique opportunities for career advancement, making us an exceptional employer for those seeking meaningful and rewarding roles in the financial sector.
