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- Tasks: Support compliance functions and monitor trading activities in a dynamic hedge fund environment.
- Company: Join a leading U.S. hedge fund expanding its London office.
- Benefits: Full-time role with competitive salary and growth opportunities.
- Why this job: Be a key player in compliance and make an impact in the finance sector.
- Qualifications: 2-5 years of compliance experience, ideally in investment management.
- Other info: Exciting chance to work with top professionals in a fast-paced industry.
The predicted salary is between 28800 - 48000 £ per year.
A U.S. based long/short hedge fund is looking to grow their London office. Seeking a junior/mid level compliance associate to be the main compliance resource for that office. Reporting into the GC/CCO and DCCO who reside in the U.S. Ideally looking at 2-5 years experience in investment management compliance. Long/short experience is a plus!
Responsibilities:
- Assist with various compliance functions including supporting European long and short disclosure filing, other regulatory filings and code of ethics and compliance manual implementation.
- Conduct due diligence on alternative data and research providers.
- Monitor firm trading activity to ensure compliance with U.S. ownership reporting obligations, European short selling reporting laws, as well as to detect suspicious activity and trade errors.
- Monitor electronic communications.
- Supervise use of expert networks firms.
- Serve as a point of contact with UK based investment personnel on legal and regulatory matters (e.g. questions pertaining to MNPI, securities filings).
- Assist with maintaining compliance rules in trading system.
Qualifications:
- Top educational credentials.
- 2-5 years of related compliance experience from either a hedge fund or other investment manager.
Seniority level: Associate
Employment type: Full-time
Job function: Finance
Industries: Financial Services and Investment Management
Location: London, England, United Kingdom
UK Compliance Associate employer: JW Michaels & Co.
Contact Detail:
JW Michaels & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land UK Compliance Associate
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and investment management space. Attend industry events or webinars, and don’t be shy about connecting on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations, especially those relevant to the UK and US markets. We recommend practising common interview questions and scenarios related to compliance issues. Show them you’re ready to tackle the challenges head-on!
✨Tip Number 3
Tailor your approach! When you find a role that excites you, make sure to highlight your relevant experience in compliance, especially any work with long/short strategies. Use specific examples to demonstrate how you can add value to their team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we often have exclusive roles listed there that you won’t find anywhere else. Let’s get you that dream job!
We think you need these skills to ace UK Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in investment management compliance and any specific skills that match the job description. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our London office. Keep it concise but engaging – we love a good story!
Showcase Your Experience: When detailing your experience, focus on your achievements in compliance roles. Mention any specific projects or tasks you've handled that relate to regulatory filings or monitoring trading activity. We’re keen to see what you’ve accomplished!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, it shows us you’re serious about joining our team!
How to prepare for a job interview at JW Michaels & Co.
✨Know Your Compliance Stuff
Make sure you brush up on your investment management compliance knowledge. Familiarise yourself with European long and short disclosure filing, U.S. ownership reporting obligations, and the code of ethics. Being able to discuss these topics confidently will show that you're ready to hit the ground running.
✨Research the Company
Dive deep into JW Michaels & Co. and their operations in the hedge fund space. Understand their approach to compliance and any recent news or changes in regulations that might affect them. This will not only help you answer questions but also demonstrate your genuine interest in the role.
✨Prepare for Scenario Questions
Expect to be asked about how you would handle specific compliance scenarios, such as detecting suspicious activity or managing regulatory filings. Think through some examples from your past experience where you successfully navigated similar challenges, and be ready to share those stories.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions prepared. Inquire about the team dynamics, the compliance challenges they face, or how success is measured in this role. This shows that you're not just interested in the job, but also in contributing positively to the team.
