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- Tasks: Support compliance functions and monitor trading activities in a dynamic hedge fund environment.
- Company: Join a leading U.S. hedge fund expanding its London office.
- Benefits: Full-time role with competitive salary and growth opportunities.
- Why this job: Be a key player in compliance and make an impact in the finance sector.
- Qualifications: 2-5 years of compliance experience, ideally in investment management.
- Other info: Exciting chance to work with top professionals in a fast-paced industry.
The predicted salary is between 36000 - 60000 £ per year.
A U.S. based long/short hedge fund is looking to grow their London office. Seeking a junior/mid level compliance associate to be the main compliance resource for that office. Reporting into the GC/CCO and DCCO who reside in the U.S. Ideally looking at 2-5 years experience in investment management compliance. Long/short experience is a plus!
Responsibilities:
- Assist with various compliance functions including supporting European long and short disclosure filing, other regulatory filings and code of ethics and compliance manual implementation.
- Conduct due diligence on alternative data and research providers.
- Monitor firm trading activity to ensure compliance with U.S. ownership reporting obligations, European short selling reporting laws, as well as to detect suspicious activity and trade errors.
- Monitor electronic communications.
- Supervise use of expert networks firms.
- Serve as a point of contact with UK based investment personnel on legal and regulatory matters (e.g. questions pertaining to MNPI, securities filings).
- Assist with maintaining compliance rules in trading system.
Qualifications:
- Top educational credentials.
- 2-5 years of related compliance experience from either a hedge fund or other investment manager.
Employment type: Full-time
Job function: Finance
Industries: Financial Services and Investment Management
Location: London, England, United Kingdom
UK Compliance Associate in London employer: JW Michaels & Co.
Contact Detail:
JW Michaels & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land UK Compliance Associate in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and investment management sectors. Use LinkedIn to connect with current employees at the hedge fund you're eyeing. A friendly chat can sometimes lead to job opportunities that aren't even advertised!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations, especially those relevant to the UK and US markets. We recommend creating a cheat sheet of key terms and recent changes in laws to impress your interviewers.
✨Tip Number 3
Showcase your skills! If you have experience with compliance tools or software, make sure to highlight that during interviews. We all know how important tech is in compliance roles, so don’t shy away from discussing your proficiency.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we often have insider tips and updates on new roles that might not be listed elsewhere. Don’t miss out on your dream job!
We think you need these skills to ace UK Compliance Associate in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in investment management compliance and any specific skills that match the job description. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for us. Don’t forget to mention any experience with long/short hedge funds if you have it!
Showcase Your Attention to Detail: Compliance is all about the details, so make sure your application is free from typos and errors. We appreciate candidates who take the time to double-check their work, as it reflects the diligence we value at StudySmarter.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at JW Michaels & Co.
✨Know Your Compliance Stuff
Make sure you brush up on your investment management compliance knowledge. Familiarise yourself with European long and short disclosure filing, U.S. ownership reporting obligations, and any recent changes in regulations. This will show that you're not just a candidate, but someone who’s genuinely interested in the field.
✨Showcase Relevant Experience
Prepare to discuss your previous roles in compliance, especially if you have experience in hedge funds or investment management. Be ready to share specific examples of how you've handled compliance issues or contributed to regulatory filings. This will help demonstrate your capability for the role.
✨Ask Smart Questions
During the interview, don’t hesitate to ask insightful questions about the firm’s compliance culture or how they handle regulatory challenges. This shows that you’re engaged and thinking critically about the role. Plus, it gives you a chance to assess if the company is the right fit for you.
✨Be Professional Yet Approachable
While it's important to maintain professionalism, don’t forget to let your personality shine through. The interviewers are looking for someone who can communicate effectively with UK-based investment personnel. Being approachable and personable can set you apart from other candidates.
