At a Glance
- Tasks: Join our team to ensure compliance in investment management and code guidelines accurately.
- Company: Jupiter, a leading UK investment management firm with a vibrant culture.
- Benefits: Enjoy hybrid working, competitive salary, and a healthy work-life balance.
- Other info: Dynamic environment with opportunities for professional growth and development.
- Why this job: Make a real impact in investment compliance while collaborating with diverse teams.
- Qualifications: Experience in asset management and guideline monitoring; Aladdin knowledge is essential.
The predicted salary is between 59400 - 72600 £ per year.
- The Value of Active Minds
- About Jupiter
Jupiter is one of the UK's leading investment management companies with just over 500 employees and £73.7 billion worth of assets under management (as at 30th June 2026).
Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and sub‑advised funds.
Jupiter has experienced a period of international growth with offices open in EMEA and APAC.
The majority of our employees are based in our London office located just minutes from Victoria station which provides stair‑free access from both the Underground's Victoria line and National Rail platforms, as well as limited road crossings to the Jupiter office.
Our London office was designed to encourage employees to live active, healthy lives with floor‑to‑ceiling windows that allow for greater natural light and the benefit of a private balcony, table tennis room, cycle storage and on‑site shower and locker facilities.
The short distance to Green Park and St James' Park also provides employees with a natural space to relax during their lunch break and a healthy alternative to office‑based meetings.
We offer our UK employees a 3:2 hybrid working arrangement where Tuesdays, Thursdays and a third day of your choice are worked from the office.
The other two days may be worked from home.
This facilitates collaboration and allows employees to maximise productivity whilst maintaining a healthy work/life balance.
Background
The role is within the Investment Compliance team reporting to The Head of Investment Compliance.
You will be joining a team of seven who are responsible for the provision of advice and oversight of the Investment Management Function.
The team acts as part of the second line of defence for the business, ensuring that the Investment Management Function conducts their activities in accordance with Jupiter's compliance framework and that Funds are managed as prescribed in their Prospectus or IMA documents and in adherence with the relevant Directives.
Key Responsibilities
- Key stakeholder in client onboarding investment restrictions and investment restriction amendment processes.
Reviewing draft IMA documentation to identify guidelines that require coding; equally identifying those that cannot be coded for discussion with relevant business areas.
- Code, assign, test and approve guidelines in the monitoring system (Black Rock's Aladdin) with accuracy.
- Daily pre and post trade compliance monitoring across regulated and segregated portfolios.
- Managing compliance breaches efficiently to closure, ensuring accurate maintenance of records to support submissions and queries raised by internal and external stakeholders (Clients, Depositories, Auditors).
Maintaining a good relationship with Front Office and the wider business.
- Consulting with front office on appropriate investment compliance and operational considerations impacting asset allocation, concentration and risk management.
- Overseeing and advising on adherence to application regulations including UCITS and NURS requirements.
- Collaborating with Fund Managers, Dealers, Legal Team, Client RMs and the wider Risk and Compliance function to successfully manage identified risks, breaches and enhance mitigating controls.
- Keeping abreast of regulatory developments and assessing any impact on Investment Management activities.
- Assisting the wider Compliance team where appropriate.
- Desired Skills / Experience
- Strong experience in Asset Management.
- Working knowledge of all asset classes.
- Experience within guideline monitoring and coding.
- In-depth knowledge of UCITS/NURS AIFMD Regulations applicable to Investment Management activities (ie diversification and spread rules).
- Experience in UK Authorised Funds, Irish ICVCs and Luxembourg SICAVs.
- Aladdin experience essential.
- Measurable attention to detail/accuracy.
- Solid verbal and written communication skills.
- Ability to articulate complex matters into simple terms.
- Logical and critical thinker who can challenge the status quo.
- Emotionally intelligent with a want to build strong internal networks.
- Ability to influence people and negotiate with stakeholders.
- Ability to confidently engage with all levels/senior management.
- Creative and solution driven.
- Proactive and assiduous.
- Team player who is self‑sufficient and does not need micro managing.
- Highly organised and able to multi‑task
- Ability to work under pressure with tight deadlines.
- Enthusiastic and positive approach, taking pride in output.
- IMC/CFA desirable
- Additional Role Details
- This role is subject to the Conduct Rules set by the FCA.
At Jupiter we are dedicated to building a diverse and inclusive workplace.
#J-18808-Ljbffr
Senior Compliance Officer (Investment Compliance with Coding) in London employer: Jupiter Fund Management
Jupiter is an exceptional employer, offering a vibrant work culture that prioritises employee well-being and professional growth. With a modern London office designed for collaboration and health, employees enjoy a hybrid working model that supports work-life balance, alongside opportunities to engage in meaningful projects within the dynamic investment management sector. The company's commitment to diversity and inclusion ensures that all voices are valued, making it a rewarding place to build a career.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer (Investment Compliance with Coding) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Jupiter Fund Management looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Officer (Investment Compliance with Coding) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Jupiter Fund Management. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Jupiter Fund Management
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Jupiter Fund Management’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
