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For Companies At a Glance
- Tasks: Lead compliance efforts and guide teams on regulatory standards in a dynamic legal environment.
- Company: Join a top UK law firm known for its commitment to excellence and integrity.
- Benefits: Enjoy competitive pay, professional development opportunities, and a supportive team culture.
- Why this job: Make a real impact by ensuring compliance and mentoring future legal professionals.
- Qualifications: Qualified solicitor with experience in regulatory compliance and strong communication skills.
- Other info: Ideal for those passionate about risk management and eager to grow in their legal career.
The predicted salary is between 43200 - 72000 £ per year.
A leading UK law firm is looking for a Risk & Compliance Manager to join their Peterborough Team. The ideal candidate for the Risk & Compliance Manager role will be a qualified solicitor with a background in regulatory compliance within the legal environment.
Key Responsibilities for the Risk & Compliance Manager role:
- Provide guidance to the Money Laundering Reporting Officer (MLRO) and their deputies.
- Act as, or support, the firm’s MLRO in maintaining and updating AML frameworks.
- Regularly review the LSAG action plan and the firm’s AML Risk Assessment.
- Support the Compliance Officer for Legal Practice (COLP) by ensuring firm-wide adherence to SRA regulations and other statutory obligations.
- Investigate potential non-compliance issues and assess their impact.
- Draft, review, and maintain the firm’s compliance and risk management policies and procedures.
- Ensure compliance with SRA price transparency requirements.
- Oversee and support the client onboarding team in ensuring compliance with due diligence protocols.
- Provide guidance on data protection and GDPR compliance matters.
- Work with the COFA and Finance team to uphold compliance with the Solicitors Accounts Rules.
- Communicate key risk areas to the Finance Director and suggest practical actions to reduce risk.
- Coordinate with departments to collect information for regulatory submissions.
- Establish a review schedule for firm policies, ensuring they remain current and aligned with industry expectations.
- Guide fee earners through completing client and matter risk assessments in line with LSAG guidelines.
- Act as a mentor to junior lawyers and support their development in compliance-related matters.
Qualifications & Experience:
- Demonstrated experience in regulatory compliance.
- Experience working with external regulators and professional bodies.
- Ability to influence firm-wide adherence to compliance through positive engagement.
If you are an experienced Compliance professional with a passion for risk management and a commitment to maintaining the highest regulatory standards, we encourage you to apply for the Risk & Compliance Manager role.
Risk Compliance Manager employer: JR United Kingdom
Contact Detail:
JR United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Compliance Manager
✨Tip Number 1
Network with professionals in the legal compliance field. Attend industry events or webinars where you can meet current Risk Compliance Managers or MLROs. This can provide you with insights into the role and potentially lead to referrals.
✨Tip Number 2
Familiarise yourself with the latest SRA regulations and AML frameworks. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to compliance during any discussions with potential employers.
✨Tip Number 3
Consider reaching out to current employees at the law firm for informational interviews. This can give you a better understanding of the firm's culture and expectations, which you can leverage in conversations during the interview process.
✨Tip Number 4
Prepare specific examples from your past experience that showcase your ability to handle compliance issues and influence adherence within a team. Being able to articulate these experiences clearly can set you apart during interviews.
We think you need these skills to ace Risk Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory compliance, particularly within the legal environment. Emphasise any roles where you provided guidance on AML frameworks or worked with external regulators.
Craft a Strong Cover Letter: In your cover letter, express your passion for risk management and compliance. Mention specific experiences that demonstrate your ability to influence adherence to compliance across an organisation.
Highlight Relevant Qualifications: Clearly state your qualifications as a solicitor and any additional certifications related to compliance and risk management. This will help establish your credibility for the role.
Showcase Your Soft Skills: The role requires positive engagement and mentoring abilities. Include examples of how you've successfully influenced others or mentored junior colleagues in compliance-related matters.
How to prepare for a job interview at JR United Kingdom
✨Know Your Regulations
Familiarise yourself with the latest SRA regulations and AML frameworks. Being able to discuss these in detail will show your expertise and commitment to compliance.
✨Demonstrate Leadership Skills
As a Risk Compliance Manager, you'll need to guide others. Prepare examples of how you've successfully led teams or mentored junior staff in compliance matters.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think of specific instances where you identified non-compliance issues and how you addressed them.
✨Showcase Your Communication Skills
Effective communication is key in this role. Be ready to explain complex compliance concepts clearly and concisely, as you’ll need to engage with various stakeholders across the firm.
