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- Tasks: Analyse client portfolios and provide regulated financial advice.
- Company: Join a dynamic financial services firm in the heart of London.
- Benefits: Enjoy a permanent role with opportunities for training and professional growth.
- Why this job: Make a real impact on clients' financial futures while developing your expertise.
- Qualifications: Must have a Level 4 qualification and 3+ years in financial services.
- Other info: Initial Fit and Proper assessment required before independent work.
The predicted salary is between 36000 - 60000 £ per year.
Our client is looking for a Paraplanner RDR Level 4 to join their team on a permanent basis in London. As a Paraplanner RDR Level 4, you will analyse prospective client portfolios to provide regulated advice on areas such as pension transfers, bond surrenders, investment taxation and structure suitability. In this role, you will be expected to formulate asset allocation recommendations and write suitability reports.
Responsibilities:
- Evaluate prospective client objectives, portfolio holdings, time-horizon, cash flow needs, and financial situation to determine a suitable asset allocation recommendation.
- Review and formulate plans for clients with highly specialised situations.
- Review prospective clients' existing pension and investment bond arrangements to determine whether a transfer is suitable.
- Create and lead training for other groups within the firm as needed.
- Adhere to the T&C scheme to ensure regulatory compliance related to the provision of regulated advice.
Qualifications and experience:
- A University degree or equivalent combination of education/experience.
- Level 4 Qualification – CII Regulated Diploma in Financial Planning or CISI Investment Advice Diploma preferable.
- 3+ years financial services experience required.
- Quantitative in nature.
- Exceptional understanding of client suitability.
It is a requirement to undergo an initial Fit and Proper (F&P) assessment before performing the role independently, and annual Fit & Proper Assessments will be required to ensure you remain F&P to carry out the functions of this role.
Paraplanner RDR Level 4 employer: JR United Kingdom
Contact Detail:
JR United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Paraplanner RDR Level 4
✨Tip Number 1
Network with professionals in the financial services industry, especially those who are already working as paraplanners. Attend industry events or join relevant online forums to connect with others and gain insights into the role.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance requirements in financial planning. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 3
Consider obtaining additional certifications or training related to asset allocation and investment strategies. This can set you apart from other candidates and show your dedication to professional development.
✨Tip Number 4
Prepare to discuss specific case studies or examples from your previous experience that highlight your analytical skills and understanding of client suitability. Being able to articulate your thought process will impress potential employers.
We think you need these skills to ace Paraplanner RDR Level 4
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial services, particularly focusing on your analytical skills and any previous roles that involved client portfolio evaluations. Mention your Level 4 Qualification and any specific training related to pension transfers or investment taxation.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the Paraplanner role and explain how your background aligns with the responsibilities outlined in the job description. Be specific about your experience with asset allocation recommendations and suitability reports.
Showcase Relevant Skills: Emphasise your quantitative skills and understanding of client suitability in both your CV and cover letter. Provide examples of how you've successfully evaluated client objectives and formulated plans in previous roles.
Proofread Your Application: Before submitting your application, carefully proofread all documents to ensure there are no spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in the financial services industry.
How to prepare for a job interview at JR United Kingdom
✨Showcase Your Qualifications
Make sure to highlight your Level 4 Qualification and any relevant experience in financial services. Be prepared to discuss how your education and past roles have equipped you with the skills necessary for this position.
✨Demonstrate Analytical Skills
Since the role involves analysing client portfolios, be ready to provide examples of how you've successfully evaluated financial situations in the past. Discuss specific cases where your recommendations led to positive outcomes.
✨Understand Regulatory Compliance
Familiarise yourself with the T&C scheme and regulatory requirements related to providing advice. Be prepared to discuss how you ensure compliance in your work, as this is crucial for the role.
✨Prepare for Technical Questions
Expect questions about pension transfers, investment taxation, and asset allocation strategies. Brush up on these topics and be ready to explain your thought process when making recommendations.
