Distribution and Marketing Compliance Manager

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Distribution and Marketing Compliance Manager, London

Client:

William Rose Associates

Location:

London, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

5

Posted:

12.05.2025

Expiry Date:

26.06.2025

Job Description:

William Rose Associates is currently partnering with an established financial services firm based in London, which is looking for a Distribution and Marketing Compliance Manager to join their team.

ESSENTIAL SKILLS | Distribution and Marketing Compliance Manager

• Strong background in marketing and distribution compliance across global asset management.
• Experienced team leader with a collaborative and supportive approach.
• Solid understanding of asset management and international fund distribution.

OVERVIEW | Distribution and Marketing Compliance Manager

This role plays a key part in supporting regulatory compliance and risk management across marketing, distribution, and client onboarding activities within an international asset management business. The focus is on ensuring that materials, processes, and controls across these areas meet regulatory standards and align with the business\’s risk appetite.

You’ll be involved in interpreting and applying UK/EU rules around fund distribution, marketing oversight, and onboarding frameworks – advising the business, reviewing materials (including RFPs and presentations), supporting policy and supervision frameworks, and managing change-related governance.

Ideal for someone with a strong understanding of asset management distribution and a practical grasp of regulatory frameworks, this is a broad role with both advisory and oversight responsibilities, spanning day-to-day business support and longer-term governance initiatives.

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