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- Tasks: Support the Head of Compliance in designing and embedding a compliance programme.
- Company: Join a certified B Corporation focused on sustainable business practices.
- Benefits: Earn £350-500 per day with flexible contract terms and a supportive work culture.
- Why this job: Make a real impact in compliance while working in a dynamic, collaborative environment.
- Qualifications: 3+ years in compliance within asset management or financial services required.
- Other info: Contract duration is 3-6 months, ideal for those seeking short-term opportunities.
The predicted salary is between 70000 - 100000 £ per year.
Our client is a London based, Real Estate Investment Manager, who we have partnered with as they look to bring in an experienced Compliance specialist on a contract basis to support the Head of Compliance in designing and embedding a highly effective compliance programme and framework across the organisation.
Key Responsibilities
- Assess the current control environment across all key business processes (investment management, asset management, fund operations, finance, investor reporting, etc.).
- Design and document an enhanced Controls Framework that aligns with regulatory requirements (e.g., FCA, AIFMD) and industry best practice.
- Work closely with business leaders to map processes, identify control points, and ensure appropriate ownership and accountability.
- Draft and implement control standards, policies, and procedures.
- Collaborate with Risk and Compliance teams to ensure the framework supports the broader enterprise risk management program.
- Support the business in preparing for internal audits, regulatory reviews, and due diligence by investors.
- Identify opportunities for process improvements and automation where appropriate.
Skills and Experience Required
- Minimum 3+ years experience in building and embedding controls frameworks within asset management, real estate investment, or broader financial services.
- Strong understanding of the operational and compliance risks faced by a fund manager.
- Familiarity with regulatory requirements (FCA Handbook, AIFMD, SEC rules) and best practice frameworks (COSO, ISO31000, etc.).
- Track record of delivering practical, fit-for-purpose solutions in a dynamic, commercial environment.
- Excellent project management, communication, and stakeholder engagement skills.
This contract is expected to last between 3-6 months and would be paying £350-500 per day, inside IR35.
Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35 employer: JR United Kingdom
Contact Detail:
JR United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35
✨Tip Number 1
Network with professionals in the compliance and asset management sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 2
Familiarise yourself with the specific regulatory requirements mentioned in the job description, such as FCA and AIFMD. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare to discuss your previous experience in building controls frameworks. Be ready to share specific examples of how you've successfully implemented compliance measures in past roles, particularly in asset management or real estate.
✨Tip Number 4
Showcase your project management skills by discussing any relevant projects you've led or contributed to. Highlight your ability to engage stakeholders and deliver practical solutions in a dynamic environment.
We think you need these skills to ace Compliance Specialist- 3-6 Month Contract- £350-500 per day inside IR35
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and controls frameworks, particularly within asset management or real estate investment. Use specific examples that demonstrate your understanding of regulatory requirements and your ability to implement effective solutions.
Craft a Compelling Cover Letter: Write a cover letter that directly addresses the key responsibilities outlined in the job description. Explain how your skills and experiences align with the needs of the company, particularly your project management and stakeholder engagement abilities.
Showcase Relevant Skills: In your application, emphasise your familiarity with regulatory frameworks such as FCA and AIFMD. Highlight any experience you have with process improvements and automation, as these are crucial for the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is essential for a Compliance Specialist.
How to prepare for a job interview at JR United Kingdom
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the regulatory requirements relevant to the role, such as FCA and AIFMD. Being able to discuss these regulations confidently will demonstrate your expertise and readiness for the position.
✨Showcase Your Experience with Controls Frameworks
Prepare specific examples from your past work where you've successfully built or embedded controls frameworks. Highlight how these experiences align with the responsibilities outlined in the job description.
✨Demonstrate Stakeholder Engagement Skills
Be ready to discuss how you've collaborated with various stakeholders in previous roles. This is crucial for the Compliance Specialist position, so share instances where your communication skills made a difference.
✨Prepare for Scenario-Based Questions
Anticipate questions that may ask how you would handle specific compliance challenges or improve processes. Practising your responses to these scenarios can help you articulate your problem-solving abilities effectively.
