Compliance Manager

Social network you want to login/join with: Compliance Manager, bolton, greater manchester col-narrow-left Client: MERJE Location: bolton, greater manchester, United Kingdom Job Category: Other – EU work permit required: Yes col-narrow-right Job Views: 1 Posted: 31.05.2025 Expiry Date: 15.07.2025 col-wide Job Description: Our client, a reputable Investment and Wealth Management firm are recruiting for a Risk & Compliance Manager on an 18-month FTC. The role supports the Head of Risk & Compliance, focusing on regulatory oversight, risk management, and compliance assurance activities. This varied role is an excellent opportunity to gain broad compliance exposure across the Investment management arena. Compliance Monitoring: Conduct client file checks, monitor communications, and provide input into the Compliance Monitoring Programme. Regulatory Oversight: Prepare Management Information (MI), assist with FCA reporting, and conduct due diligence. Advisory Support: Respond to compliance-related queries in investment management and financial advice. Governance & Risk: Maintain risk registers, liaise with risk champions, and oversee registers including PAD, conflicts, and complaints. Technical Compliance: Perform trade and transaction monitoring and assist with T&C scheme oversight. Policy & Audit: Maintain policies and support internal/external audits. ? Ideal Candidate Profile: A detail-oriented and analytical compliance professional with the ability to work autonomously. Experience managing compliance monitoring frameworks and interpreting regulatory requirements. Effective communicator, able to influence at all levels and collaborate across functions. Comfortable with regulatory reporting, risk registers, and audit support. Motivated by ethical finance and working for a values-led, employee-owned organisation. ? Requirements: Sector-specific compliance experience: Especially in wealth/investment management Understanding of Consumer Duty: And ability to translate monitoring results into improvement actions. Qualifications: Level 4 CISI, CFA, or equivalent compliance certification. #J-18808-Ljbffr