Compliance Analyst - Asset Management firm

Compliance Analyst Asset Management firm Location: London Job Description: Support compliance reviews and approvals for financial promotions and marketing materials. Support the Compliance department in implementing the Compliance Monitoring plan and perform monitoring in areas such as best execution and market abuse. Collaborate with other compliance team members on policies, procedures, and compliance issues. Perform daily monitoring of client investment restrictions. Maintain and update compliance registers. Assist in completing and submitting periodic compliance returns and reports, including regulatory submissions. Advise staff on compliance matters. Monitor and stay updated on regulatory developments. Assist with compliance-led projects. Address employee conflicts of interest. Requirements: At least 2 years\’ generalist compliance experience gained in a fund or Asset Manager. #J-18808-Ljbffr