Compliance Admin Assistant

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Compliance Admin Assistant, Warrington, Cheshire

Client: Direct Commercial Limited

Location: Warrington, Cheshire

Job Category: Other

EU work permit required: Yes

Job Views:

3

Posted:

04.06.2025

Expiry Date:

19.07.2025

Job Description:

Direct Commercial are an award-winning commercial motor insurer entering an exciting period of growth. We are looking for a Compliance Admin Assistant based in or around Warrington to join our existing Compliance team. We are fully office-based at our Warrington office.

Business management responsibilities:

• Adhere to Company Policies and Procedures at all times
• Undertake all activities in a professional and ethical manner
• Attend and actively participate in internal meetings (as required)

Individual Conduct Rules:

1. To act with integrity.
2. To act with due care, skill and diligence.

Role Overview & Responsibilities:

• Monitor upcoming regulatory changes and review DCL’s policies and procedures annually;
• Develop understanding of FCA regulation and its application to UK insurance firms;
• Assist with administration of DCL’s Complaints Handling process;
• Develop understanding of FCA’s Complaint Handling rules (DISP rules);
• Understand the Senior Managers and Certification Regime (SMCR);
• Oversee changes to stationery/e-mail footers in line with legislation and FCA regulations;
• Oversee COI policy and log all COI and gifts according to procedures and the Bribery Act 2010;
• Maintain the SMCR framework;
• Coordinate mandatory compliance training and maintain Broker Assess records;
• Prepare monthly compliance reports for management and partners;
• Perform ad-hoc compliance tasks as needed.

Skills:

• Strong team player with good collaboration skills
• Excellent organisational and prioritisation skills
• Willingness to learn and adapt quickly
• Excellent written and verbal communication skills
• Experience in insurance or Financial Services sector is desirable but not essential

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