Central Employee Compliance - Financial Services Firm

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Central Employee Compliance – Financial Services Firm, london

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Client:

Miryco Consultants Ltd

Location:

london, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

28.04.2025

Expiry Date:

12.06.2025

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Job Description:

Miryco Consultants is partnering with a leading Financial Services firm to hire a Central Compliance Analyst. This is an excellent opportunity for a high-achieving compliance professional with experience in managing Employee Compliance Processes within Financial Services.

Responsibilities:

• Operate Employee Compliance processes, including CBT Training, Gifts & Entertainment, Conflicts of Interest/Outside Activities, and Personal Account Dealing.
• Prepare MI and reports on employee compliance and compliance breaches.
• Conduct monitoring of employee e-communications and escalate as necessary.
• Provide input into the Compliance Function\’s anual framework.

Experience:

• 2-4 years exposure in a similar compliance role in Financial Services.
• Strong understanding of relevent PRA and FCA requirements and Expectations.
• Experience in operating, testing and refining Compliance IT systems preferred.

Location: City of London

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

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