CASS Oversight Manager

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CASS Oversight Manager, Crawley, West Sussex

Client: Willow Resourcing Limited

Location: Crawley, West Sussex, United Kingdom

Job Category: Other

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EU work permit required: Yes

Job Views:

2

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

CASS Oversight Manager

Trading FinTech

Looking for greater flexibility to work from home?

Or perhaps you’re looking for a role to really make your own where you can add real value?

This FinTech start-up will revolutionise the post-trading space both here in the UK and across Europe. Having been in stealth mode, they’re now going live in September, making this an exciting time to join the business.

This is a newly created role, offering plenty of scope to make it your own by developing processes and systems.

You’ll work with and learn from an extremely talented Head of Compliance who holds the SMF16z function.

The firm operates a flexible working policy, allowing you to work completely remotely.

You’ll oversee daily reconciliations and escalations to the SMF16z, and develop and maintain CASS records and procedures related to reconciliations, CMAR, and RP.

Your responsibilities include monthly CMAR submissions, maintaining the CASS RP, and attending the firm’s CASS Oversight Committee.

You’ll stay updated on regulatory changes and industry best practices related to CASS compliance and drive continuous improvements to enhance procedural accuracy, quality, and efficiency.

We are looking for an experienced CASS Management specialist with in-depth knowledge of reconciliation processes, regulatory requirements, and market practices in the UK and EU. A strong understanding of financial instruments, trading systems, and market dynamics is essential.

If interested, click apply and send your CV.

Don’t have an up-to-date CV? You can call me (Mark) at 0121 274 0357 for a confidential discussion or email me at (emailprotected), expressing your interest.

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