At a Glance
- Tasks: Analyse regulatory changes and strengthen controls in Securities Services.
- Company: Join a leading firm at the forefront of financial services.
- Benefits: Competitive salary, professional development, and global collaboration opportunities.
- Other info: Dynamic role with opportunities to learn about Securities Services products and data analytics.
- Why this job: Make a real impact by navigating complex regulations and enhancing business processes.
- Qualifications: Bachelor’s degree and experience in Controls or Compliance preferred.
The predicted salary is between 55000 - 65000 £ per year.
Be at the center of how Securities Services stays ahead of regulatory change. In this role, you will help turn complex requirements into clear actions that strengthen controls and support responsible growth. You will partner globally with business, controls, compliance, and audit teams to deliver disciplined analysis and meet critical service commitments.
As an Associate in the Office of Legal Obligations (OLO)/Legal program team, you will be part of a global team reviewing the impact of regulatory requirements on Securities Services businesses. This position offers the opportunity to collaborate across 1LOD, 2LOD, and Commercial and Investment Banking (CIB) program partners while developing your controls and data analysis skills, and deepening your knowledge of Securities Services products.
In this role you will be expected to drive the sustainable, disciplined analysis of impacting regulations and regulatory change events. You will partner with Control Managers and the business to maintain accurate mappings and meet SLAs. Your work will support the wider firmwide OLO, Legal and Regulatory Change Management (LRCM), and Compliance Risk Assessment (CRA) programs, collaborating closely with other central programs as well as CCOR and other teams.
Job Responsibilities
- Evaluate end-to-end analysis of obligations and regulatory change events impacting Securities Services businesses in line with our book of work.
- Identify procedural or control gaps and ensure accurate mappings in the inventory tool (ELA) taking a risk based approach at all times.
- Collaborate with the Securities Services Control management organization, OLO central programs, and partner with Compliance and Audit.
- Represent the team in various working groups and forums, as needed.
- Assist with project management deliverables, including metrics, etc.
Required Qualifications, Capabilities, and Skills
- Bachelor’s degree or equivalent experience.
- Background in Controls, Regulatory Change, Compliance, Operational Risk or equivalent.
- Ability to partner with diverse teams to drive efficiency and process enhancement.
- Strong organizational skills to manage and prioritize multiple tasks within deadlines.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
Preferred Qualifications, Capabilities, and Skills
- Knowledge of Securities Services products is preferred.
- Data analytics, AI or Machine learning experience would be an advantage.
- Candidate should be keen to learn, pay attention to detail and challenge information when appropriate.
- Ability to focus on the end goal, be flexible with demanding deadlines and work closely across local and global teams.
Controls and Regulatory Obligations Senior Associate – Securities Services in London employer: JPMorganChase
Join a dynamic and innovative team at the forefront of regulatory change in Securities Services, where your contributions will directly impact our commitment to responsible growth. We foster a collaborative work culture that values diverse perspectives and encourages professional development through hands-on experience and global partnerships. With a focus on employee growth and a supportive environment, this role offers a unique opportunity to enhance your skills while making a meaningful difference in the financial services industry.
StudySmarter Expert Advice🤫
We think this is how you could land Controls and Regulatory Obligations Senior Associate – Securities Services in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those working in Securities Services. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory changes and controls. We recommend creating a cheat sheet of key terms and concepts to help you shine when discussing your expertise.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've tackled complex problems or improved processes in past roles. This will demonstrate your ability to handle the responsibilities of the position.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Controls and Regulatory Obligations Senior Associate – Securities Services in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your experience in controls, regulatory change, and compliance. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about Securities Services and how you can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Skills:Don’t forget to mention your proficiency in Microsoft Office and any data analytics experience you have. We’re keen on candidates who can drive efficiency and enhance processes, so let us know how you can do that!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get you into our system quickly!
How to prepare for a job interview at JPMorganChase
✨Know Your Regulations
Make sure you brush up on the latest regulatory changes affecting Securities Services. Being able to discuss specific regulations and their implications will show that you're not just familiar with the basics, but that you’re genuinely engaged with the industry.
✨Showcase Your Analytical Skills
Prepare examples of how you've previously identified control gaps or improved processes. Use the STAR method (Situation, Task, Action, Result) to structure your responses, making it clear how your analytical skills can benefit their team.
✨Collaborate Like a Pro
Since this role involves working with diverse teams, think of instances where you've successfully collaborated across departments. Highlight your ability to communicate effectively and drive efficiency in group settings.
✨Be Ready for Technical Questions
Expect questions about your proficiency in Microsoft Office Suite and any experience with data analytics or machine learning. Brush up on relevant tools and be prepared to discuss how you’ve used them in past roles.
