At a Glance
- Tasks: Analyse regulatory changes and strengthen controls in Securities Services.
- Company: Join a leading global financial services firm with a focus on innovation.
- Benefits: Competitive salary, professional development, and opportunities for global collaboration.
- Other info: Dynamic role with opportunities to learn about Securities Services products and data analytics.
- Why this job: Make a real impact by navigating complex regulations and enhancing business processes.
- Qualifications: Bachelor’s degree and background in Controls, Compliance, or Operational Risk.
The predicted salary is between 40000 - 50000 € per year.
Be at the center of how Securities Services stays ahead of regulatory change. In this role, you will help turn complex requirements into clear actions that strengthen controls and support responsible growth. You will partner globally with business, controls, compliance, and audit teams to deliver disciplined analysis and meet critical service commitments.
As an Associate in the Office of Legal Obligations (OLO)/Legal program team, you will be part of a global team reviewing the impact of regulatory requirements on Securities Services businesses. This position offers the opportunity to collaborate across 1LOD, 2LOD, and Commercial and Investment Banking (CIB) program partners while developing your controls and data analysis skills, and deepening your knowledge of Securities Services products.
In this role you will be expected to drive the sustainable, disciplined analysis of impacting regulations and regulatory change events. You will partner with Control Managers and the business to maintain accurate mappings and meet SLAs. Your work will support the wider firmwide OLO, Legal and Regulatory Change Management (LRCM), and Compliance Risk Assessment (CRA) programs, collaborating closely with other central programs as well as CCOR and other teams.
Job Responsibilities
- Evaluate end-to-end analysis of obligations and regulatory change events impacting Securities Services businesses in line with our book of work.
- Identify procedural or control gaps and ensure accurate mappings in the inventory tool (ELA) taking a risk based approach at all times.
- Collaborate with the Securities Services Control management organization, OLO central programs, and partner with Compliance and Audit.
- Represent the team in various working groups and forums, as needed.
- Assist with project management deliverables, including metrics, etc.
Qualifications, Capabilities, and Skills
- Bachelor’s degree or equivalent experience.
- Background in Controls, Regulatory Change, Legal or Compliance, Operational Risk or equivalent.
- Ability to partner with diverse teams to drive efficiency and process enhancement.
- Strong organizational skills to manage and prioritize multiple tasks within deadlines.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
Preferred Qualifications, Capabilities, and Skills
- Knowledge of Securities Services products is preferred.
- Data analytics, AI or Machine learning experience would be an advantage.
- Candidate should be keen to learn, pay attention to detail and challenge information when appropriate.
- Ability to focus on the end goal, be flexible with demanding deadlines and work closely across local and global teams.
Controls and Regulatory Obligations Associate – Securities Services in London employer: JPMorganChase
Join a dynamic and innovative team at the forefront of regulatory change in Securities Services, where your contributions will directly impact our commitment to responsible growth. We foster a collaborative work culture that values professional development, offering extensive opportunities for skill enhancement in controls and data analysis while working alongside global experts. Located in a vibrant city, our office provides a supportive environment that encourages creativity and teamwork, making it an excellent place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Controls and Regulatory Obligations Associate – Securities Services in London
✨Tip Number 1
Network like a pro! Reach out to people in the Securities Services field on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by understanding the latest regulatory changes affecting Securities Services. Show us you’re not just a candidate, but someone who’s genuinely interested in the industry.
✨Tip Number 3
Practice your analytical skills! We love candidates who can break down complex regulations into simple actions. Try explaining a recent regulatory change to a friend to sharpen your communication.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team.
We think you need these skills to ace Controls and Regulatory Obligations Associate – Securities Services in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your experience in controls, regulatory change, and compliance. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about Securities Services and how you can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Skills:Don’t forget to mention your proficiency in Microsoft Office and any data analytics experience you have. We’re keen on candidates who can drive efficiency and enhance processes, so let us know how you can do that!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of it. Plus, it shows you’re serious about joining our team!
How to prepare for a job interview at JPMorganChase
✨Know Your Regulations
Make sure you brush up on the latest regulatory changes affecting Securities Services. Being able to discuss specific regulations and their implications will show that you're not just familiar with the role but also genuinely interested in the field.
✨Showcase Your Analytical Skills
Prepare examples of how you've used data analysis in past roles. Whether it's identifying control gaps or improving processes, having concrete examples ready will demonstrate your ability to drive disciplined analysis effectively.
✨Collaborate Like a Pro
Since this role involves working with various teams, think of instances where you've successfully collaborated across departments. Highlight your communication skills and how you can bring diverse teams together to achieve common goals.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to regulatory changes or compliance challenges. Practise articulating your thought process and decision-making skills, as this will showcase your problem-solving abilities.
