At a Glance
- Tasks: Help navigate regulatory changes and strengthen controls in Securities Services.
- Company: Join a diverse team at a leading financial services firm.
- Benefits: Competitive salary, inclusive culture, and opportunities for professional growth.
- Other info: Dynamic role with global collaboration and excellent career advancement potential.
- Why this job: Make a real impact by turning complex regulations into clear actions.
- Qualifications: Bachelor’s degree and background in compliance or operational risk preferred.
The predicted salary is between 40000 - 50000 € per year.
Be at the center of how Securities Services stays ahead of regulatory change. In this role, you will help turn complex requirements into clear actions that strengthen controls and support responsible growth. You will partner globally with business, controls, compliance, and audit teams to deliver disciplined analysis and meet critical service commitments.
Job Responsibilities
- Evaluate end-to-end analysis of obligations and regulatory change events impacting Securities Services businesses in line with our book of work.
- Identify procedural or control gaps and ensure accurate mappings in the inventory tool (ELA) taking a risk based approach at all times.
- Collaborate with the Securities Services Control management organization, OLO central programs, and partner with Compliance and Audit.
- Represent the team in various working groups and forums, as needed.
- Assist with project management deliverables, including metrics, etc.
Required Qualifications, Capabilities, And Skills
- Bachelor’s degree or equivalent experience.
- Background in Controls, Regulatory Change, Legal or Compliance, Operational Risk or equivalent.
- Ability to partner with diverse teams to drive efficiency and process enhancement.
- Strong organizational skills to manage and prioritize multiple tasks within deadlines.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
Preferred Qualifications, Capabilities, And Skills
- Knowledge of Securities Services products is preferred.
- Data analytics, AI or Machine learning experience would be an advantage.
- Candidate should be keen to learn, pay attention to detail and challenge information when appropriate.
- Ability to focus on the end goal, be flexible with demanding deadlines and work closely across local and global teams.
We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.
Controls and Regulatory Obligations Associate – Securities Services employer: JPMorganChase
Join a dynamic and inclusive workplace where your contributions as a Controls and Regulatory Obligations Associate will directly impact the future of Securities Services. With a strong emphasis on employee growth, we offer comprehensive training and development opportunities, fostering a culture of collaboration and innovation. Located in a vibrant city, our company not only prioritises regulatory excellence but also champions diversity, ensuring that every voice is heard and valued.
StudySmarter Expert Advice🤫
We think this is how you could land Controls and Regulatory Obligations Associate – Securities Services
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. The more you engage with others, the better your chances of landing that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its regulatory landscape. Understand their challenges and think about how you can contribute to their success. Show them you’re not just another candidate!
✨Tip Number 3
Practice your responses to common interview questions, especially those related to controls and compliance. We recommend doing mock interviews with friends or using online resources to boost your confidence.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Controls and Regulatory Obligations Associate – Securities Services
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the role of Controls and Regulatory Obligations Associate. Highlight any relevant background in controls, regulatory change, or compliance to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about Securities Services and how your unique experiences make you the perfect fit for our team. Keep it concise but impactful!
Showcase Your Teamwork Skills:Since collaboration is key in this role, be sure to mention any experiences where you've successfully partnered with diverse teams. We love seeing how you can drive efficiency and enhance processes together!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at JPMorganChase
✨Know Your Regulations
Make sure you brush up on the latest regulatory changes affecting Securities Services. Being able to discuss specific regulations and how they impact the business will show that you're not just familiar with the role, but also genuinely interested in the industry.
✨Showcase Your Analytical Skills
Prepare examples of how you've previously identified control gaps or improved processes. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewers to see your thought process and problem-solving abilities.
✨Collaborate Like a Pro
Since this role involves working with diverse teams, think of instances where you've successfully collaborated across departments. Highlight your communication skills and how you’ve driven efficiency in past projects, as this will resonate well with the interviewers.
✨Be Tech-Savvy
Familiarise yourself with Microsoft Office Suite, especially Excel, as it's crucial for data analysis. If you have experience with data analytics, AI, or machine learning, be ready to discuss how these skills can enhance your contributions to the team.
