At a Glance
- Tasks: Support regulatory compliance in Securities Finance through reporting, reconciliations, and exception management.
- Company: Join a dynamic financial services firm focused on growth and innovation.
- Benefits: Competitive salary, flexible working options, and opportunities for professional development.
- Other info: Collaborative environment with excellent career advancement potential.
- Why this job: Make a real impact by ensuring compliance and improving operational processes.
- Qualifications: Experience in financial operations and strong attention to detail required.
The predicted salary is between 35000 - 45000 £ per year.
- Description
- In this exciting chapter of continued growth and expansion, we’re looking for a passionate
Operational Regulatory Support Associate .
- As an
- Operational Regulatory Support Associate in
Agency Securities Finance Operations , you help us strengthen the regulatory and control framework that supports Securities Finance activities in Bournemouth.
You partner closely with Operations, Compliance, Risk, Technology, and front office teams to ensure regulatory obligations are understood, embedded into day-to-day processes, monitored, and evidenced.
You support reporting, reconciliations, exception management, and recordkeeping so we can demonstrate audit-ready execution and continuous control improvement.
- Job responsibilities
- Execute business-as-usual processes aligned to regulatory obligations, including reporting support, reconciliations, exception management, and evidence retention.
- Support Securities Financing Transactions Regulation reporting routines, including investigation of issues and coordination of timely remediation.
- Perform Client Assets Sourcebook operational oversight activities, including documentation upkeep, control evidence collection, and periodic review support.
- Monitor Central Securities Depositories Regulation settlement discipline routines, including fail analysis, escalations, and management information and key performance indicators production.
- Coordinate Markets in Financial Instruments Directive operational requirements, including recordkeeping, data quality checks, and governance touchpoints with relevant teams.
- Investigate breaks and exceptions, complete root-cause analysis, escalate appropriately, and track corrective actions through to closure.
- Maintain and improve procedures, control descriptions, and operational playbooks in line with process changes and regulatory updates.
- Prepare clear audit narratives and deliver complete, well-organized evidence for internal and external reviews.
- Participate in change delivery, including user acceptance testing, control implementation, and process enhancement rollout.
- Required qualifications, capabilities, and skills
- Experience in Operations, Middle Office, Securities Finance, Collateral, Settlements, or another regulated financial services operations environment.
- Working knowledge of at least one of: Client Assets Sourcebook, Securities Financing Transactions Regulation, Central Securities Depositories Regulation, or Markets in Financial Instruments Directive (or demonstrated ability to learn and apply regulatory requirements quickly).
- Demonstrated ability to produce audit-ready outputs with strong attention to detail and effective deadline management.
- Proven capability to investigate issues and exceptions, apply basic root-cause analysis, and escalate with clear documentation when needed.
- Proficiency in Microsoft Office, especially Excel (pivot tables and basic formulas) and Power Point.
- Clear written and verbal communication skills, with confidence collaborating across multiple stakeholder groups.
- Strong ownership mindset with consistent execution discipline.
- Preferred qualifications, capabilities, and skills
- Direct experience supporting Securities Financing Transactions Regulation reporting and/or associated exception management.
- Direct experience supporting Client Assets Sourcebook controls, evidence routines, and periodic control reviews.
- Direct experience supporting Central Securities Depositories Regulation settlement discipline monitoring, including fails analysis and escalation routines.
- Direct experience supporting Markets in Financial Instruments Directive operational recordkeeping and/or data governance processes.
- Understanding of Securities Finance products (such as repurchase agreements and stock loan/borrow) and trade lifecycle events.
- Familiarity with operational risk and control frameworks and supporting audits/exams.
- Continuous improvement experience driving remediation of recurring exceptions and process weaknesses.
Operational Regulatory Support Associate in Bournemouth employer: JPMorganChase
JPMorganChase is an exceptional employer, offering a dynamic work environment in Greater London where innovation thrives. With a strong commitment to diversity and inclusion, employees benefit from collaborative agile teams, extensive professional development opportunities, and the chance to work on cutting-edge technology products that shape the future of finance. Join us to be part of a culture that values your contributions and supports your growth.
StudySmarter Expert Advice🤫
We think this is how you could land Operational Regulatory Support Associate in Bournemouth
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like JPMorganChase looking for candidates who are engaged and informed.
We think you need these skills to ace Operational Regulatory Support Associate in Bournemouth
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at JPMorganChase. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at JPMorganChase
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with JPMorganChase’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
