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- Tasks: Support planning and execution of Resolution Pack tests while ensuring compliance with FCA CASS 10.
- Company: Join a leading financial services firm focused on governance and oversight.
- Benefits: Gain valuable experience, competitive salary, and opportunities for professional growth.
- Other info: Collaborative environment with opportunities to work across various business lines.
- Why this job: Make a real impact in regulatory compliance and enhance operational efficiency.
- Qualifications: Strong organisational skills, attention to detail, and experience in financial services compliance.
The predicted salary is between 45000 - 55000 £ per year.
Support the planning and execution of Resolution Pack (RP) tests, including coordinating test activities, collecting and maintaining complete audit-ready evidence, and documenting results and actions. Escalate issues and exceptions to senior team members and contribute to the team’s ongoing compliance with FCA CASS 10 requirements.
As CASS Governance & Oversight Analyst within the CASS Governance & Oversight team, you will design and implement the oversight framework for CASS rules requirements within the CIB (Commercial and Investment Bank), ensuring the CIB’s Client Asset Oversight Officer (CAOO) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory responsibilities. You will work closely with Operations, Business and Product Management spanning all lines of business across the In-Scope Legal Entities. In addition, you will partner with Compliance, Audit and Risk.
Job responsibilities
- Assist with ad hoc CASS tasks or projects, as required, to support enhancements to operational efficiency and regulatory compliance.
- Administer Resolution Pack (RP) testing execution in line with CASS 10 rules.
- Maintain and organise CASS evidence and documentation, ensuring records are complete, accurate, and kept up to date in line with FCA CASS rules.
- Coordinate with relevant business lines to provide guidance and feedback on CASS documentation and potential enhancements.
Required qualifications, capabilities, and skills
- Ability to organise and manage multiple tasks to deadlines and comfortable working to a test schedule.
- Strong attention to detail and ability to maintain complete, accurate, audit-ready evidence.
- Good written communication skills, with the ability to produce clear documentation (procedures, test evidence packs, logs).
- Stakeholder management skills: able to coordinate inputs across business lines and follow up to closure.
- Analytical mindset: able to identify exceptions, data gaps, or control weaknesses and escalate appropriately.
- Proficient in Microsoft Office, especially Excel, PowerPoint and Word.
- Experience in an operations, governance, controls or compliance environment within financial services.
Preferred qualifications, capabilities, and skills
- Familiarity with FCA Client Assets (CASS) principles and terminology, ideally including CASS 10 Resolution Pack.
CASS Governance & Oversight Analyst in Bournemouth employer: JPMorganChase
Contact Detail:
JPMorganChase Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Governance & Oversight Analyst in Bournemouth
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work in CASS governance or compliance. A friendly chat can lead to insider info about job openings that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA CASS rules. Be ready to discuss how you can contribute to maintaining audit-ready evidence and enhancing operational efficiency. Show them you mean business!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills. We’ve got plenty of opportunities waiting for you!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace CASS Governance & Oversight Analyst in Bournemouth
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the CASS Governance & Oversight Analyst role. Highlight your experience with compliance, governance, and any relevant financial services background. We want to see how your skills align with what we're looking for!
Show Off Your Attention to Detail: Since this role requires strong attention to detail, give examples in your application that showcase your ability to maintain accurate records and produce clear documentation. We love seeing candidates who can demonstrate their meticulous nature!
Communicate Clearly: Your written communication skills are key for this position. Make sure your application is well-structured and free of errors. We appreciate clarity and professionalism, so let your writing reflect that!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at JPMorganChase
✨Know Your CASS Inside Out
Make sure you brush up on FCA CASS principles, especially CASS 10. Familiarise yourself with the terminology and requirements, as this will show your potential employer that you're serious about the role and understand the regulatory landscape.
✨Showcase Your Organisational Skills
Prepare examples of how you've managed multiple tasks or projects in the past. Highlight your ability to meet deadlines and maintain accurate documentation, as these are crucial for the CASS Governance & Oversight Analyst position.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely. Since good written communication is key for this role, consider preparing a few documents or summaries that demonstrate your ability to produce clear and effective documentation.
✨Demonstrate Your Analytical Mindset
Be ready to discuss situations where you've identified exceptions or data gaps in previous roles. This will help illustrate your analytical skills and your ability to escalate issues appropriately, which is vital for the job.