At a Glance
- Tasks: Provide legal advice on UK personal pension products and retail investment services.
- Company: Join a leading international consumer legal team in a dynamic environment.
- Benefits: Competitive salary, professional development, and opportunities for career advancement.
- Why this job: Make a real impact in the financial services sector while collaborating with diverse stakeholders.
- Qualifications: Qualified Solicitor with knowledge of UK retail financial services and regulations.
- Other info: Exciting role with opportunities to manage relationships and drive regulatory change.
The predicted salary is between 72000 - 108000 £ per year.
We are seeking a Retail Investments Legal – Vice President to join our International Consumer Legal Team, with a primary focus on retail investment products and specifically UK personal pension products. The ideal candidate will have familiarity with UK pension regulations, and other financial services regulations such as the FCA Consumer Duty, UK MiFID 2, the UK financial promotion regime and the Individual Savings Account regulations. Strong analytical and communication skills are essential, as your contributions will play a vital role in supporting our company, clients, and business partners.
As a Retail Investments Legal – Vice President within the International Consumer Legal Team, you will provide legal advice on UK personal pension products, general retail investment products and services, and support various business initiatives. Your responsibilities will include:
- Supporting the International Consumer Legal Team on product development and general advisory matters relating to the personal pension proposition and, more broadly, retail investment products.
- Drafting client documentation, including updates to general T&Cs and marketing materials.
- Contributing to the oversight of the contents and execution of documents, including communications with respect to complaints and internal governance materials.
- Liaising with outside counsel.
- Interpreting existing laws, rules and regulations, and advising on changes thereto as well as advising on contemplated and proposed laws, rules and regulations.
- Facilitating effective communication and collaboration among multiple stakeholders to align legal project goals and expectations.
Required qualifications, capabilities, and skills:
- Qualified Solicitor of England & Wales (although candidates licensed outside the UK will be considered), familiar with UK retail financial services, especially UK personal pension products and other general retail investment products.
- UK retail financial services regulatory knowledge, including pension regulations, the FCA Consumer Duty, UK MiFID 2, CCI, Individual Savings Account regulations, PRIIPs, MAR and the UK financial promotion regime.
- Experience providing legal advice with respect to UK retail client matters, including managing client complaints, FOS investigations, Power of Attorney queries and supporting bereavement matters.
- Familiarity with FCA Handbook Rules including the safeguarding of client assets (CASS) sourcebook.
- Experience of regulatory change management programs and new product development.
- Excellent organizational skills and a team player who can collaborate across business and functional stakeholders.
Preferred qualifications, capabilities, and skills:
- Familiarity with other retail financial service laws and general consumer regulations, including Payment Service Regulations or GDPR.
- Legal Project Management skills or experience.
Retail Investments Legal – Vice President in London employer: Jpmorgan Chase & Co.
Contact Detail:
Jpmorgan Chase & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Retail Investments Legal – Vice President in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, or even hit up LinkedIn. The more you engage with others, the better your chances of hearing about job openings that might not even be advertised.
✨Show Off Your Skills
When you get the chance to chat with potential employers, don’t hold back! Share specific examples of how your experience aligns with their needs, especially around UK pension regulations and retail investment products. Make it clear why you’re the perfect fit!
✨Follow Up Like a Boss
After interviews or networking events, drop a quick thank-you email. It shows your enthusiasm and keeps you on their radar. Plus, it’s a great opportunity to reiterate your interest in the role and highlight any key points you might have missed.
✨Apply Through Our Website
Don’t forget to check out our website for the latest job openings! Applying directly through us can sometimes give you an edge, as we love seeing candidates who are genuinely interested in joining our team.
We think you need these skills to ace Retail Investments Legal – Vice President in London
Some tips for your application 🫡
Know Your Stuff: Make sure you’re familiar with UK pension regulations and the FCA Consumer Duty. We want to see that you understand the ins and outs of retail investment products, so don’t shy away from showcasing your knowledge in your application.
Tailor Your Application: When applying, tailor your CV and cover letter to highlight your experience with UK personal pension products and other relevant financial services regulations. We love it when candidates show us they’ve done their homework and understand what we’re looking for.
Show Off Your Skills: Strong analytical and communication skills are key for this role. Use your application to demonstrate how you’ve used these skills in past roles, especially in legal advice or regulatory change management. We want to see how you can contribute to our team!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your Regulations
Make sure you brush up on UK pension regulations and the FCA Consumer Duty. Being able to discuss these topics confidently will show that you're not just familiar with the laws, but that you can apply them in real-world scenarios.
✨Showcase Your Analytical Skills
Prepare examples of how you've interpreted laws and regulations in your previous roles. Think about specific instances where your analytical skills made a difference, especially in managing client complaints or regulatory changes.
✨Communicate Effectively
Practice articulating complex legal concepts in simple terms. You’ll need to liaise with various stakeholders, so demonstrating your ability to communicate clearly and effectively will be key during the interview.
✨Collaborate and Connect
Highlight your experience working with cross-functional teams. Be ready to discuss how you've facilitated communication among different stakeholders to achieve project goals, as this is crucial for the role.