At a Glance
- Tasks: Lead compliance initiatives and partner with global teams to ensure regulatory adherence.
- Company: Dynamic financial firm focused on compliance and operational risk management.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity for career growth in a supportive and innovative team.
- Why this job: Shape the compliance landscape in a fast-paced, impactful role within the finance sector.
- Qualifications: Experience in compliance or risk management, strong analytical and communication skills.
The predicted salary is between 80000 - 100000 € per year.
We're seeking a Compliance, Conduct and Operational Risk (CCOR) Vice President who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices. As a Compliance - Vice President within Markets Line of Business team, you will partner with global and regional compliance teams to ensure adherence to regulatory standards. You will have the opportunity to provide thought leadership and compliance input to regulatory change management. You will drive business initiatives that align with our firm's regulatory and reputational risk tolerances. Your role will be pivotal in shaping the compliance landscape and ensuring our business thrives in a competitive environment. In this role, you will be an integral part of the coverage team for the Markets Line of Business, with a specific focus on the Futures & Options Execution and Clearing business.
Responsibilities
- Equity Derivatives
- Benchmark Administration
- Retail Structured Products
- Asset Management
- Provide credible, timely and risk-based oversight and challenge
- Deliver thought leadership and compliance input to regulatory change management
- Manage venue enquiries
- Provide timely and robustly documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances – e.g. new product proposals, business reorganisation, review of specific initiatives/transactions/structures to identify regulatory issues
- Deliver scheduled and ad‑hoc training to the business
- Complete monitoring activities accurately and on time, with robust documentation.
- Identify and implement compliance policies, procedures & additional documentation as may be required
- Prepare materials for forums
- Identify issues and elevate them appropriately to management.
Qualifications
- Relevant Compliance or other related experience; such as Risk management, Audit, or similar Control-related experience
- Experience in compliance coverage of Futures & Options Execution and Clearing and exposure to at least some of the coverage areas listed above
- Knowledge of the UK and EU regulatory framework as applicable to the coverage areas (e.g. MiFID II, MAR and PRIIPs/CCI), and recent regulatory developments, (e.g. Consumer Duty, Retail Investment Strategy)
- Demonstrated ability to identify key issues and obtain appropriate information for further analysis
- Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects
- Must possess excellent written and oral communications skills
- Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues
- Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools
- Ability to establish credibility and strong partnerships globally
- Ability to manage numerous reviews and confidential and sensitive information in a professional manner in a fast‑paced, deadline‑driven environment
Preferred Qualifications
- Audit, Regulatory &/or Testing experience a plus
Markets Compliance - Vice President in London employer: Jpmorgan Chase & Co.
As a leading player in the financial services sector, our company offers an exceptional work environment for the Markets Compliance - Vice President role. With a strong emphasis on employee development and a collaborative culture, we provide ample opportunities for professional growth while ensuring that our team members are equipped with the latest knowledge in compliance and regulatory standards. Located in a vibrant city, our firm not only prioritises compliance excellence but also fosters a supportive atmosphere where innovative ideas thrive, making it an ideal place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Markets Compliance - Vice President in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Interview
Prepare for your interviews by researching the company and understanding their compliance landscape. We recommend practising common interview questions and having your own questions ready to show your interest. Remember, it’s a two-way street!
✨Showcase Your Skills
When you get the chance to meet potential employers, make sure to highlight your relevant experience and skills. We want to see how you can add value to their team, so share specific examples of your past successes in compliance or risk management.
✨Apply Through Our Website
Don’t forget to check out our website for the latest job openings! Applying directly through us can give you an edge, as we’re always looking for passionate candidates who fit our culture and values. Let’s get you that Vice President role!
We think you need these skills to ace Markets Compliance - Vice President in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your relevant experience in compliance, risk management, and any specific knowledge of regulatory frameworks like MiFID II or MAR. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Compliance - Vice President role. Share specific examples of how you've successfully navigated compliance challenges in the past. We love a good story that showcases your skills!
Showcase Your Analytical Skills:Since this role requires strong analytical abilities, make sure to highlight any experiences where you've collected, analysed, and synthesised information. We want to see how you tackle complex issues and provide solutions, so don’t hold back!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don't miss out on any important updates. Plus, it shows you're keen on joining our team at StudySmarter!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your Regulations
Make sure you brush up on the UK and EU regulatory frameworks relevant to the role, like MiFID II and MAR. Being able to discuss recent regulatory developments will show that you're not just familiar with compliance but also engaged with the current landscape.
✨Showcase Your Analytical Skills
Prepare examples of how you've identified key issues in past roles and the steps you took to analyse them. This will demonstrate your analytical prowess and ability to synthesise information, which is crucial for the Compliance - Vice President position.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely. Since excellent written and oral communication skills are a must, consider preparing a few key points about your experience that you can share during the interview to highlight your communication style.
✨Build Relationships
Think about how you've successfully partnered with various stakeholders in previous roles. Be ready to discuss specific instances where your teamwork skills made a difference, as this role requires strong partnerships across global and regional compliance teams.
