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- Tasks: Lead the Internal Control team and enhance governance frameworks for regulatory compliance.
- Company: Join a boutique asset management firm within JP Morgan, focused on innovative investment strategies.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Make a real impact in regulatory risk management and drive change in a leading financial institution.
- Qualifications: Deep expertise in regulatory compliance and operational risk management is essential.
- Other info: Opportunity to mentor junior team members and foster a collaborative culture.
The predicted salary is between 72000 - 108000 ÂŁ per year.
Morgan Mansart Management Limited (“Mansart”) is a boutique asset management company within the JP Morgan group responsible for creating specialised derivative based fund solutions in the rapidly growing area of rules-based investment strategies. The team works closely with trading/portfolio management, structuring, risk management and other business functions across multi-asset classes to deliver tailored solutions to clients.
We are seeking a Vice President or Executive Director with deep expertise in regulatory and fiduciary risk management, gained through senior compliance or operational risk roles at leading asset managers. The successful candidate will provide strategic leadership to the Internal Control team, ensuring the design, implementation, and continuous enhancement of governance frameworks for mandates managed under UCITS, AIFMD, MiFID, and other regulatory frameworks. This London-based role requires a forward-thinking leader who can influence at all levels, drive regulatory change, and champion a culture of robust risk management.
Job Responsibilities:
- Lead the development, implementation, and ongoing enhancement of governance and control frameworks to ensure compliance with regulatory and fiduciary obligations across all managed mandates.
- Serve as the primary subject matter expert on regulatory and fiduciary risks, providing guidance on MiFID II, CASS, Consumer Duty, UCITS, AIFMD, and other relevant regulations.
- Oversee the identification, assessment, and mitigation of regulatory and fiduciary risks, ensuring effective escalation and resolution of issues.
- Act as a key advisor to senior management and committees, providing clear, actionable insights on regulatory developments, risk exposures, and control effectiveness.
- Oversee the preparation and delivery of high-quality management information, regulatory reports, and committee materials, ensuring transparency and accountability.
- Lead due diligence and ongoing oversight of external service providers and outsourced functions, ensuring compliance with regulatory and fiduciary standards.
- Drive a culture of continuous improvement, proactively identifying opportunities to enhance processes, policies, and controls in response to evolving regulatory expectations and business needs.
- Provide mentorship and guidance to junior team members, fostering a high-performing, collaborative team environment.
Required qualifications, capabilities, and skills:
- You have a detailed understanding of regulatory expectations for investment managers including MiFID II, CASS, Consumer Duty, UCITS and AIFMD.
- Relevant experience in compliance and operational risk in asset management is crucial to the role.
- You will be expected to manage relationships with the businesses at all levels, including senior management.
- Able to work independently and having sufficient experience to know when to escalate an issue is essential.
- Being proactive, able to think critically about the information presented to them, comfortable with subjective situations, and ready to ask appropriate questions and effectively challenge where needed.
Preferred qualifications, capabilities, and skills:
- Knowledge of derivatives is preferred.
- Some experience working in control management, compliance, risk management or audit for an asset management company would be an advantage.
- Bachelor’s degree (or equivalent).
JPM Mansart Management - Internal Control Manager - Vice President or Executive Director in London employer: Jpmorgan Chase & Co.
Contact Detail:
Jpmorgan Chase & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land JPM Mansart Management - Internal Control Manager - Vice President or Executive Director in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management world, especially those who know about regulatory and fiduciary risk management. A friendly chat can lead to insider info on job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID II, UCITS, and AIFMD. We want you to be the go-to expert in the room, so practice explaining complex concepts in simple terms. This will show your strategic leadership skills!
✨Tip Number 3
Showcase your problem-solving skills during interviews. Think of examples where you've identified and mitigated risks in previous roles. We love candidates who can think critically and act decisively under pressure!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our team at JPM Mansart Management.
We think you need these skills to ace JPM Mansart Management - Internal Control Manager - Vice President or Executive Director in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role. Highlight your experience in regulatory and fiduciary risk management, and don’t forget to mention any relevant qualifications like MiFID II or UCITS. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Internal Control Manager role. Share specific examples of your leadership in compliance and risk management, and show us your passion for driving regulatory change.
Showcase Your Soft Skills: We’re not just looking for technical expertise; we want to see your communication and teamwork skills too! In your application, mention how you’ve successfully engaged with senior stakeholders or mentored team members. This will help us understand how you can contribute to our collaborative culture.
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at JPM Mansart Management!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your Regulations Inside Out
Make sure you have a solid grasp of the regulatory frameworks mentioned in the job description, like MiFID II, UCITS, and AIFMD. Prepare to discuss how your past experiences align with these regulations and be ready to provide examples of how you've navigated compliance challenges.
✨Showcase Your Leadership Skills
As a Vice President or Executive Director, you'll need to demonstrate strong leadership capabilities. Think of specific instances where you've led teams or projects, particularly in risk management or compliance. Be prepared to discuss how you foster collaboration and drive a culture of continuous improvement.
✨Engage with Senior Stakeholders
This role involves advising senior management, so practice articulating complex regulatory concepts in a clear and concise manner. Prepare to share examples of how you've successfully communicated with senior stakeholders and influenced decision-making in your previous roles.
✨Prepare for Problem-Solving Scenarios
Expect to face analytical problem-solving questions during the interview. Brush up on your critical thinking skills and be ready to tackle hypothetical scenarios related to regulatory risks or governance issues. Show them how you approach challenges and develop effective solutions.