At a Glance
- Tasks: Join the EMEA team to ensure compliance with key regulatory disclosure obligations.
- Company: Dynamic financial institution focused on regulatory excellence and collaboration.
- Benefits: Gain valuable regulatory knowledge and grow within a supportive team environment.
- Other info: Opportunity for career advancement in a high-pressure, results-driven environment.
- Why this job: Make a real impact by managing high-stakes disclosures in a fast-paced setting.
- Qualifications: Basic financial instrument knowledge and strong problem-solving skills required.
The predicted salary is between 50000 - 60000 £ per year.
Join the EMEA Disclosure of Interest team and help ensure the Firm meets key regulatory disclosure obligations. You will work closely with Compliance partners and the business on time-sensitive, high-impact disclosures. This role offers the opportunity to build strong regulatory knowledge, deepen controls expertise, and grow within a collaborative team.
As an EMEA Disclosure of Interest (DOI) team member, you are responsible for disclosing the Firm’s principal and fiduciary holdings to satisfy EMEA regulatory requirements and enquiries from regulators, internal parties, and issuers. You will monitor and disclose positions/trades, support controls and quality assurance, and respond to queries from Compliance and the business. You will liaise with key stakeholders to help manage trading restrictions/approvals and elevate potential issues as needed.
Job Responsibilities
- Monitor and disclose positions/trades according to relevant takeover regulations, short selling and major shareholding fillings.
- Represent Controls and Quality Assurance on all regional management meetings.
- Liaise with other areas of Compliance (e.g. Control Room, LoB) regarding trading restrictions/approvals and possible breaches.
- Prevent breaches of ownership thresholds and restrict holdings in particular industries or comply with additional notification obligations (e.g. energy companies in Spain, strategic enterprises in Russia).
- Liaise with the Control Room and LoB Compliance to restrict or manage trading activity if necessary.
- Respond to queries from Compliance or the Business – e.g. performing position searches (to assist with: conflicts of interest checks, gauging disclosure implications of proposed transactions etc); advising disclosure requirements etc.
- Keep abreast of regulatory changes as it impacts the relevant disclosure rules.
- Act as a central contact for financial regulators in the event of questions/queries raised.
- Advise off-shore DOI team and act as first point of escalation/engagement.
Required qualifications, capabilities, and skills
- Basic knowledge of a broad range of financial instruments, including equity derivatives.
- Self-starter, capable of working under minimal supervision.
- Adept to multi-tasking and meeting deadlines in a high-pressure environment.
- Results oriented team player with a consistent track record of driving tasks quickly and accurately to fruition.
- Strong problem solving ability coupled with the ability to recommend and make decisions autonomously.
- Exceptional research and analytical skills with the ability to analyse large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately.
- Strong interpersonal and verbal/written communication skills.
- Proficient in MS Office (Outlook/Word/Excel/PowerPoint).
- Strong documentation skills to clearly and accurately articulate alert disposition.
Preferred qualifications, capabilities, and skills
- Successful track record working in a financial institution and familiarity with DOI functions and systems will be an advantage.
EMEA Disclosure of Interest - Compliance Officer – Associate in London employer: Jpmorgan Chase & Co.
JPMorgan Chase & Co. is an exceptional employer, offering a dynamic work environment in Bournemouth where innovation and collaboration thrive. Employees benefit from a strong focus on professional development, inclusive team culture, and the opportunity to work with cutting-edge technology in a supportive atmosphere that values continuous improvement and engineering excellence.
StudySmarter Expert Advice🤫
We think this is how you could land EMEA Disclosure of Interest - Compliance Officer – Associate in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Jpmorgan Chase & Co.. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace EMEA Disclosure of Interest - Compliance Officer – Associate in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Jpmorgan Chase & Co..
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Jpmorgan Chase & Co.'s website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Jpmorgan Chase & Co..
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Jpmorgan Chase & Co. will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Jpmorgan Chase & Co. employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
