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- Tasks: Ensure financial compliance and prevent conflicts of interest in personal investing activities.
- Company: Join a dynamic team in a leading financial institution.
- Benefits: Gain valuable experience, develop skills, and work in a supportive environment.
- Why this job: Make a real impact on financial integrity while learning about compliance and risk management.
- Qualifications: Experience in finance or compliance, strong communication skills, and a willingness to learn.
- Other info: Opportunity to work with diverse teams and grow your career in the financial sector.
The predicted salary is between 28800 - 48000 £ per year.
Are you ready to make a significant impact in the world of financial compliance? As a Personal Account Dealing Analyst, you will play a crucial role in ensuring our firm adheres to financial regulations, preventing conflicts of interest, and maintaining the integrity of our operations. Join our dynamic team and help us navigate the complexities of personal investing activities.
As a Personal Account Dealing Analyst in the EMEA Compliance, Conduct and Operational Risk Department, you will interact with stakeholders across various locations to support compliance with financial regulations. You will be instrumental in promoting our firm's policies, conducting training, and ensuring adherence to the Personal Account Dealing Policy. Your work will help prevent violations of securities laws and manage conflicts of interest.
Job Responsibilities- Interact with and influence stakeholders to elicit requirements and support standardized documentation.
- Promote the firm's Approved Brokers and conduct awareness sessions.
- Stay informed about industry trends and conduct research on focus areas.
- Prepare compliance training materials and participate in training sessions.
- Design and perform risk-based compliance monitoring tests.
- Investigate and resolve escalation alerts from employees.
- Develop expertise in financial products and markets covered by the PAD Policy.
- Report key controls and operational metrics to management.
- Resolve employee and stakeholder queries promptly.
- Ensure timely execution of employee pre-clearances and report breaches.
- Support the creation of internal, external, and ad-hoc reports.
- Represent the region for operational standardization.
- Experience in a corporate environment within a financial institution's compliance, risk, or operations function.
- Basic knowledge of financial markets and products.
- Ability to make sound judgments and independent decisions.
- Strong execution skills to deliver results under pressure.
- Proficiency in data organization and maintenance.
- Excellent interpersonal and communication skills.
- Proficiency in summarizing complex topics concisely.
- Effective analytical and problem-solving abilities.
- Willingness to learn relevant laws and regulations.
- Proficient user of Microsoft Office (Excel, Word, Visio, PowerPoint).
- Strong understanding of compliance and risk management in financial institutions.
- Experience in conducting compliance training and awareness sessions.
- Familiarity with regulatory requirements in the EMEA region.
- Ability to work effectively with diverse teams.
Compliance - Personal Account Dealing Advisory Analyst in England employer: Jpmorgan Chase & Co.
Contact Detail:
Jpmorgan Chase & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance - Personal Account Dealing Advisory Analyst in England
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and financial sectors on LinkedIn. Join relevant groups and participate in discussions to get your name out there. You never know who might have a lead on that perfect Personal Account Dealing Analyst role!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of financial regulations and compliance practices. We recommend creating a cheat sheet of key concepts and recent industry trends. This will help you impress interviewers with your expertise and show you're serious about the role.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each company’s culture and mission. It’ll make a difference in how you present yourself!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the Personal Account Dealing Analyst position.
We think you need these skills to ace Compliance - Personal Account Dealing Advisory Analyst in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Personal Account Dealing Analyst role. Highlight any relevant experience in compliance, risk management, or financial operations to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Don’t forget to mention specific examples of your past work that relate to the job.
Showcase Your Communication Skills: Since this role involves interacting with various stakeholders, it's essential to demonstrate your excellent communication skills. Use clear and concise language in your application to show us you can summarise complex topics effectively.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our dynamic team!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of financial regulations and compliance practices. Familiarise yourself with the Personal Account Dealing Policy and be ready to discuss how it impacts the firm’s operations. This will show that you're not just interested in the role, but that you understand its importance.
✨Show Off Your Communication Skills
As a Personal Account Dealing Analyst, you'll need to interact with various stakeholders. Practice articulating complex compliance topics clearly and concisely. You might even want to prepare a few examples of how you've effectively communicated in past roles to demonstrate your interpersonal skills.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving abilities and judgment. Think of scenarios where you had to make tough decisions or resolve conflicts. Be ready to explain your thought process and the outcomes of your actions, as this will highlight your analytical skills.
✨Demonstrate Your Team Spirit
This role involves working with diverse teams across different locations. Share examples of how you've collaborated successfully in the past. Highlight your adaptability and willingness to learn from others, which is crucial in a dynamic compliance environment.
