At a Glance
- Tasks: Analyse regulatory changes and strengthen controls in Securities Services.
- Company: Join a leading firm at the forefront of financial services.
- Benefits: Competitive salary, professional development, and global collaboration opportunities.
- Other info: Dynamic role with opportunities to learn about Securities Services products and data analytics.
- Why this job: Make a real impact by navigating complex regulations and enhancing business processes.
- Qualifications: Bachelor’s degree and experience in Controls or Compliance preferred.
The predicted salary is between 55000 - 65000 £ per year.
Be at the center of how Securities Services stays ahead of regulatory change. In this role, you will help turn complex requirements into clear actions that strengthen controls and support responsible growth. You will partner globally with business, controls, compliance, and audit teams to deliver disciplined analysis and meet critical service commitments.
As an Associate in the Office of Legal Obligations (OLO)/Legal program team, you will be part of a global team reviewing the impact of regulatory requirements on Securities Services businesses. This position offers the opportunity to collaborate across 1LOD, 2LOD, and Commercial and Investment Banking (CIB) program partners while developing your controls and data analysis skills, and deepening your knowledge of Securities Services products.
In this role you will be expected to drive the sustainable, disciplined analysis of impacting regulations and regulatory change events. You will partner with Control Managers and the business to maintain accurate mappings and meet SLAs. Your work will support the wider firmwide OLO, Legal and Regulatory Change Management (LRCM), and Compliance Risk Assessment (CRA) programs, collaborating closely with other central programs as well as CCOR and other teams.
Job Responsibilities
- Evaluate end-to-end analysis of obligations and regulatory change events impacting Securities Services businesses in line with our book of work.
- Identify procedural or control gaps and ensure accurate mappings in the inventory tool (ELA) taking a risk based approach at all times.
- Collaborate with the Securities Services Control management organization, OLO central programs, and partner with Compliance and Audit.
- Represent the team in various working groups and forums, as needed.
- Assist with project management deliverables, including metrics, etc.
Required Qualifications, Capabilities, and Skills
- Bachelor’s degree or equivalent experience.
- Background in Controls, Regulatory Change, Compliance, Operational Risk or equivalent.
- Ability to partner with diverse teams to drive efficiency and process enhancement.
- Strong organizational skills to manage and prioritize multiple tasks within deadlines.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
Preferred Qualifications, Capabilities, and Skills
- Knowledge of Securities Services products is preferred.
- Data analytics, AI or Machine learning experience would be an advantage.
- Candidate should be keen to learn, pay attention to detail and challenge information when appropriate.
- Ability to focus on the end goal, be flexible with demanding deadlines and work closely across local and global teams.
Controls and Regulatory Obligations Senior Associate - Securities Services employer: Jpmorgan Chase & Co.
Join a dynamic and forward-thinking team at the forefront of regulatory change in Securities Services. Our company fosters a collaborative work culture that values innovation and professional growth, offering employees the chance to enhance their skills in controls and data analysis while working alongside global partners. With a commitment to responsible growth and a supportive environment, we provide unique opportunities for career advancement and meaningful contributions to the financial services industry.
