At a Glance
- Tasks: Analyse regulatory changes and strengthen controls in Securities Services.
- Company: Join a leading firm at the forefront of financial services.
- Benefits: Gain valuable experience, competitive salary, and opportunities for growth.
- Other info: Collaborative global team with a focus on professional development.
- Why this job: Make a real impact by navigating complex regulations and enhancing business processes.
- Qualifications: Bachelor’s degree or equivalent experience in relevant fields.
The predicted salary is between 40000 - 50000 £ per year.
Be at the center of how Securities Services stays ahead of regulatory change. In this role, you will help turn complex requirements into clear actions that strengthen controls and support responsible growth. You will partner globally with business, controls, compliance, and audit teams to deliver disciplined analysis and meet critical service commitments.
As an Associate in the Office of Legal Obligations (OLO)/Legal program team, you will be part of a global team reviewing the impact of regulatory requirements on Securities Services businesses. This position offers the opportunity to collaborate across 1LOD, 2LOD, and Commercial and Investment Banking (CIB) program partners while developing your controls and data analysis skills, and deepening your knowledge of Securities Services products.
In this role you will be expected to drive the sustainable, disciplined analysis of impacting regulations and regulatory change events. You will partner with Control Managers and the business to maintain accurate mappings and meet SLAs. Your work will support the wider firmwide OLO, Legal and Regulatory Change Management (LRCM), and Compliance Risk Assessment (CRA) programs, collaborating closely with other central programs as well as CCOR and other teams.
Job Responsibilities
- Evaluate end-to-end analysis of obligations and regulatory change events impacting Securities Services businesses in line with our book of work.
- Identify procedural or control gaps and ensure accurate mappings in the inventory tool (ELA) taking a risk based approach at all times.
- Collaborate with the Securities Services Control management organization, OLO central programs, and partner with Compliance and Audit.
- Represent the team in various working groups and forums, as needed.
- Assist with project management deliverables, including metrics, etc.
Required Qualifications, Capabilities, and Skills
- Bachelor’s degree or equivalent experience.
- Background in Controls, Regulatory Change, Legal or Compliance, Operational Risk or equivalent.
- Ability to partner with diverse teams to drive efficiency and process enhancement.
- Strong organizational skills to manage and prioritize multiple tasks within deadlines.
- Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
Preferred Qualifications, Capabilities, and Skills
- Knowledge of Securities Services products is preferred.
- Data analytics, AI or Machine learning experience would be an advantage.
- Candidate should be keen to learn, pay attention to detail and challenge information when appropriate.
- Ability to focus on the end goal, be flexible with demanding deadlines and work closely across local and global teams.
Controls and Regulatory Obligations Associate – Securities Services employer: Jpmorgan Chase & Co.
Join a dynamic and innovative team at the forefront of regulatory change in Securities Services, where your contributions will directly impact responsible growth and operational excellence. Our collaborative work culture fosters professional development, offering you the chance to enhance your controls and data analysis skills while working alongside global experts. With a commitment to employee growth and a supportive environment, this role provides a unique opportunity to thrive in a fast-paced, evolving industry.
StudySmarter Expert Advice🤫
We think this is how you could land Controls and Regulatory Obligations Associate – Securities Services
✨Tip Number 1
Network like a pro! Reach out to folks in the Securities Services space on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by diving deep into regulatory changes and how they impact Securities Services. Show us you know your stuff and can turn complex info into clear actions!
✨Tip Number 3
Practice your storytelling skills. When discussing your experience, frame it in a way that highlights your ability to collaborate with diverse teams and drive efficiency. We love a good story!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for passionate candidates like you!
We think you need these skills to ace Controls and Regulatory Obligations Associate – Securities Services
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the role of Controls and Regulatory Obligations Associate. Highlight any relevant background in controls, regulatory change, or compliance to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about Securities Services and how your skills can help us navigate regulatory changes. Keep it concise but impactful!
Showcase Your Analytical Skills:Since this role involves a lot of analysis, be sure to mention any experience you have with data analytics or project management. We love seeing candidates who can turn complex information into clear actions!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your Regulations
Make sure you brush up on the latest regulatory changes affecting Securities Services. Being able to discuss specific regulations and their implications will show that you're not just familiar with the role but also genuinely interested in how it impacts the business.
✨Showcase Your Analytical Skills
Prepare examples of how you've previously identified gaps in processes or controls. Use the STAR method (Situation, Task, Action, Result) to structure your responses, highlighting your analytical thinking and problem-solving abilities.
✨Collaborate Like a Pro
Since this role involves working with various teams, be ready to discuss your experience in collaboration. Share instances where you partnered with different departments to achieve a common goal, emphasising your ability to drive efficiency and enhance processes.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to regulatory changes or compliance challenges. Think through potential scenarios beforehand and prepare your thought process on how you would approach these situations, demonstrating your critical thinking and adaptability.
