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- Tasks: Ensure financial compliance and prevent conflicts of interest in personal investing activities.
- Company: Join a leading financial institution committed to integrity and compliance.
- Benefits: Gain valuable experience, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in the world of finance while developing your skills.
- Qualifications: Experience in compliance or risk within a financial institution is preferred.
- Other info: Dynamic team environment with opportunities to influence and innovate.
The predicted salary is between 36000 - 60000 £ per year.
Are you ready to make a significant impact in the world of financial compliance? As a Personal Account Dealing Analyst, you will play a crucial role in ensuring our firm adheres to financial regulations, preventing conflicts of interest, and maintaining the integrity of our operations. Join our dynamic team and help us navigate the complexities of personal investing activities.
As a Personal Account Dealing Analyst in the EMEA Compliance, Conduct and Operational Risk Department, you will interact with stakeholders across various locations to support compliance with financial regulations. You will be instrumental in promoting our firm's policies, conducting training, and ensuring adherence to the Personal Account Dealing Policy. Your work will help prevent violations of securities laws and manage conflicts of interest.
Job Responsibilities- Interact with and influence stakeholders to elicit requirements and support standardized documentation.
- Promote the firm's Approved Brokers and conduct awareness sessions.
- Stay informed about industry trends and conduct research on focus areas.
- Prepare compliance training materials and participate in training sessions.
- Design and perform risk-based compliance monitoring tests.
- Investigate and resolve escalation alerts from employees.
- Develop expertise in financial products and markets covered by the PAD Policy.
- Report key controls and operational metrics to management.
- Resolve employee and stakeholder queries promptly.
- Ensure timely execution of employee pre-clearances and report breaches.
- Support the creation of internal, external, and ad-hoc reports.
- Represent the region for operational standardization.
- Experience in a corporate environment within a financial institution's compliance, risk, or operations function.
- Basic knowledge of financial markets and products.
- Ability to make sound judgments and independent decisions.
- Strong execution skills to deliver results under pressure.
- Proficiency in data organization and maintenance.
- Excellent interpersonal and communication skills.
- Proficiency in summarizing complex topics concisely.
- Effective analytical and problem-solving abilities.
- Willingness to learn relevant laws and regulations.
- Proficient user of Microsoft Office (Excel, Word, Visio, PowerPoint).
- Strong understanding of compliance and risk management in financial institutions.
- Experience in conducting compliance training and awareness sessions.
- Familiarity with regulatory requirements in the EMEA region.
- Ability to work effectively with diverse teams.
Compliance - Personal Account Dealing Advisory Analyst employer: Jpmorgan Chase & Co.
Contact Detail:
Jpmorgan Chase & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance - Personal Account Dealing Advisory Analyst
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that dream job.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of financial regulations and compliance practices. We recommend practising common interview questions and scenarios related to Personal Account Dealing to show you’re ready to tackle real-world challenges.
✨Tip Number 3
Showcase your skills! Create a portfolio or presentation that highlights your experience in compliance, risk management, and training. We love seeing candidates who can demonstrate their expertise in a creative way.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we often have exclusive opportunities listed there that you won’t find anywhere else.
We think you need these skills to ace Compliance - Personal Account Dealing Advisory Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Personal Account Dealing Analyst role. Highlight your experience in compliance, risk management, and any relevant financial knowledge. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful – we love a good story that connects your experience to our mission.
Showcase Your Communication Skills: Since this role involves interacting with various stakeholders, make sure to demonstrate your excellent communication skills in your application. Whether it's through your CV or cover letter, let us know how you effectively convey complex information.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and submit your materials!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of financial regulations and compliance practices. Familiarise yourself with the Personal Account Dealing Policy and be ready to discuss how it impacts the firm’s operations. This will show that you're not just interested in the role, but that you understand its importance.
✨Showcase Your Interpersonal Skills
As a Personal Account Dealing Analyst, you'll need to interact with various stakeholders. Prepare examples of how you've successfully influenced or collaborated with others in previous roles. Highlight your communication skills and how they can help promote compliance awareness within the team.
✨Demonstrate Analytical Thinking
Be ready to tackle some hypothetical scenarios during the interview. Think about how you would approach risk-based compliance monitoring tests or resolve escalation alerts. Show them your problem-solving abilities and how you can make sound judgments under pressure.
✨Prepare Questions About the Role
Interviews are a two-way street! Prepare insightful questions about the firm's compliance culture, training opportunities, and how they stay updated with regulatory changes in the EMEA region. This shows your genuine interest in the position and helps you assess if it's the right fit for you.
