Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Drive regulatory governance and reporting while safeguarding client assets in a collaborative team.
- Company: Join J.P. Morgan, a global leader in financial services with a commitment to diversity and inclusion.
- Benefits: Enjoy a dynamic work environment with opportunities for training and professional growth.
- Why this job: Be part of a culture of excellence, innovation, and impactful results in asset management.
- Qualifications: Knowledge of Client Money & Assets requirements and experience in regulatory functions are essential.
- Other info: Work with global teams across multiple locations, enhancing your analytical and stakeholder management skills.
The predicted salary is between 43200 - 72000 £ per year.
Overview
Drive regulatory governance and reporting as a Client Money & Assets Specialist in a dynamic, collaborative team.
As a Client Money and Assets Senior Associate in the CASS Oversight team within the International Private Bank, you will help maintain compliance with the FCA\’s Client Asset Sourcebook and support our strategy for client asset protection. You will work closely with teams across multiple locations, leveraging your analytical skills to deliver best practices and ensure robust controls. Your role will be central to safeguarding client assets and supporting regulatory requirements. You will collaborate with stakeholders to drive improvements and deliver high-impact results. This is an opportunity to contribute to a culture of excellence and innovation.
Responsibilities
- Support the certified individual responsible for CASS operational oversight and EMEA custody regulation functions
- Collaborate with the Edinburgh CASS Oversight Team to maintain and enhance client asset controls
- Develop and support the Client Assets Risk Framework
- Coordinate internal and external audits of Client Asset processes, including annual CASS audits
- Review and escalate regulatory breaches, drive corrective actions, and ensure successful remediation
- Review and sign off on monthly Client Money and Asset Return (CMAR)
- Prepare and deliver management information on the Client Assets control framework to senior stakeholders
- Design and coordinate CASS training for Business, Technology, and Operations staff
- Assess new business initiatives for potential CASS impact
- Work with stakeholders across Edinburgh, London, Frankfurt, Geneva, and Bangalore
- Partner with Operations, Compliance, Controls, Projects, and Governance teams to deliver results
Qualifications
- Knowledge of Client Money & Assets requirements and MiFID II regulation
- Experience in a regulatory function or with the FRC\’s Client Asset Assurance Standard
- Ability to create a vision and actionable roadmap for ongoing innovation
- Experience designing and delivering training programs
- Familiarity with audit processes and regulatory reporting
- Experience working in a global, cross-functional team environment
- Strong stakeholder management skills
- Self-motivated with the ability to work independently
- Strong execution skills and ability to deliver exceptional results
- Analytical mindset with the ability to review and challenge regulatory scenarios
- Experience working with large data sets to identify trends and provide reporting
About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world\’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants\’ and employees\’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
#J-18808-Ljbffr
Client Money and Assets Senior Associate employer: Jpmorgan Chase & Co.
Contact Detail:
Jpmorgan Chase & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client Money and Assets Senior Associate
✨Tip Number 1
Familiarise yourself with the FCA's Client Asset Sourcebook and MiFID II regulations. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to compliance and regulatory governance.
✨Tip Number 2
Network with professionals in the financial services sector, especially those involved in client money and asset management. Engaging with industry experts can provide insights into best practices and may even lead to referrals.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've used data to identify trends or improve processes in previous roles. This will highlight your ability to deliver exceptional results, which is crucial for this position.
✨Tip Number 4
Consider obtaining relevant certifications or training in regulatory compliance or audit processes. This additional qualification can set you apart from other candidates and show your dedication to professional development.
We think you need these skills to ace Client Money and Assets Senior Associate
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Client Money and Assets Senior Associate position. Make sure you understand the responsibilities and qualifications required, as this will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience with regulatory functions, particularly in relation to Client Money & Assets and MiFID II regulation. Use specific examples to demonstrate your analytical skills and stakeholder management abilities.
Showcase Your Skills: Clearly outline your skills that align with the job requirements, such as your ability to design training programmes, familiarity with audit processes, and experience working with large data sets. This will help you stand out as a strong candidate.
Craft a Compelling Cover Letter: Write a personalised cover letter that connects your background to the role. Discuss your motivation for applying and how you can contribute to the culture of excellence and innovation at J.P. Morgan.
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Understand Regulatory Frameworks
Familiarise yourself with the FCA's Client Asset Sourcebook and MiFID II regulations. Being able to discuss these frameworks confidently will demonstrate your knowledge and commitment to compliance.
✨Showcase Analytical Skills
Prepare examples of how you've used analytical skills to identify trends or solve problems in previous roles. This is crucial for a position that involves reviewing large data sets and ensuring robust controls.
✨Highlight Stakeholder Management Experience
Be ready to discuss your experience working with various stakeholders across different locations. Emphasising your ability to collaborate effectively will show that you can thrive in a global, cross-functional team environment.
✨Prepare for Scenario-Based Questions
Expect questions that assess your ability to handle regulatory breaches or audit processes. Think through potential scenarios and how you would approach them, showcasing your problem-solving skills and proactive mindset.