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- Tasks: Provide legal advice on retail investment and pension products while collaborating with stakeholders.
- Company: Join a leading financial services firm with a focus on consumer legal matters.
- Benefits: Competitive salary, professional development opportunities, and a dynamic work environment.
- Why this job: Make a real impact in the financial sector by shaping retail investment products.
- Qualifications: Qualified Solicitor with knowledge of UK financial regulations and strong analytical skills.
- Other info: Collaborative team culture with opportunities for career advancement.
The predicted salary is between 48000 - 72000 £ per year.
We are seeking a Retail Investments Legal - Vice President to join our International Consumer Legal Team, with a primary focus on retail investment products and UK personal pension products. The ideal candidate will have familiarity with UK pension regulations, and other financial services regulations such as the FCA Consumer Duty, UK MiFID 2, the UK financial promotion regime and the Individual Savings Account regulations. Strong analytical and communication skills are essential, as your contributions will play a vital role in supporting our company, clients, and business partners.
Responsibilities
- Providing legal advice on UK personal pension products, general retail investment products and services within the International Consumer Legal Team.
- Interpreting existing laws, rules, and regulations, advising on regulatory changes, and completing legal reviews of client-facing content.
- Collaborating with business stakeholders and functional partners, and assisting in managing relationships with external counsel.
- Supporting the International Consumer Legal Team on product development and general advisory matters relating to the personal pension proposition and, more broadly, retail investment products.
- Drafting client documentation, including updates to general terms and conditions and marketing materials.
- Contributing to the oversight of the contents and execution of documents, including communications with respect to complaints and internal governance materials.
- Liaising with outside counsel.
- Facilitating effective communication and collaboration among multiple stakeholders to align legal project goals and expectations.
Qualifications
- Qualified Solicitor of England & Wales (although candidates licensed outside the UK will be considered), familiar with UK retail financial services, especially UK personal pension products and other general retail investment products.
- UK retail financial services regulatory knowledge, including pension regulations, the FCA Consumer Duty, UK MiFID 2, CCI, Individual Savings Account regulations, PRIIPs, MAR and the UK financial promotion regime.
- Experience providing legal advice with respect to UK retail client matters, including managing client complaints, FOS investigations, Power of Attorney queries and supporting bereavement matters.
- Familiarity with FCA Handbook Rules including the safeguarding of client assets (CASS) sourcebook.
- Experience of regulatory change management programs and new product development.
- Excellent organizational skills and a team player who can collaborate across business and functional stakeholders.
Preferred qualifications, capabilities, and skills
- Familiarity with other retail financial service laws and general consumer regulations, including Payment Service Regulations or GDPR.
- Legal Project Management skills or experience.
Retail Investments Legal - Vice President in City of Westminster employer: Jpmorgan Chase & Co.
Contact Detail:
Jpmorgan Chase & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Retail Investments Legal - Vice President in City of Westminster
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and financial services sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have a lead on that perfect Retail Investments Legal role!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK pension regulations and the FCA Consumer Duty. We recommend creating a cheat sheet of key points to discuss. This will help you showcase your expertise and confidence during those crucial conversations.
✨Tip Number 3
Practice your communication skills! Since strong analytical and communication skills are essential for this role, consider doing mock interviews with friends or mentors. Get feedback on how you present your thoughts and legal insights clearly and effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. So, get your application in and let’s make it happen!
We think you need these skills to ace Retail Investments Legal - Vice President in City of Westminster
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Retail Investments Legal role. Highlight your experience with UK pension regulations and financial services regulations like FCA Consumer Duty. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about retail investment products and how your background makes you a great fit for our International Consumer Legal Team. Keep it engaging and relevant!
Showcase Your Communication Skills: Since strong communication skills are essential for this role, make sure to demonstrate them in your application. Whether it's through clear language in your CV or a well-structured cover letter, we want to see how you can effectively convey your ideas.
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your Regulations
Make sure you brush up on UK pension regulations and financial services regulations like the FCA Consumer Duty and UK MiFID 2. Being able to discuss these topics confidently will show that you're not just familiar with the laws, but that you can apply them in real-world scenarios.
✨Showcase Your Analytical Skills
Prepare examples of how you've interpreted laws and provided legal advice in previous roles. Think about specific instances where your analytical skills made a difference, especially in managing client complaints or regulatory changes. This will demonstrate your ability to handle the responsibilities of the role.
✨Collaborate Like a Pro
Since this role involves liaising with various stakeholders, be ready to discuss your experience in collaboration. Share stories about how you've worked with business partners or external counsel to achieve common goals. Highlighting your teamwork skills will resonate well with the interviewers.
✨Drafting Skills Matter
Be prepared to talk about your experience in drafting client documentation and marketing materials. Bring examples if possible, and explain your approach to ensuring compliance with regulations while still being clear and engaging. This will show that you understand the importance of effective communication in legal contexts.
