Controls Assurance Manager - Senior Associate in City of London
Controls Assurance Manager - Senior Associate

Controls Assurance Manager - Senior Associate in City of London

City of London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead quality assurance activities and collaborate with teams to enhance compliance strategies.
  • Company: Join J.P. Morgan, a global leader in financial services with a focus on innovation.
  • Benefits: Gain exposure to diverse business areas and accelerate your career growth.
  • Why this job: Make a meaningful impact by influencing business leaders and shaping the future of Markets.
  • Qualifications: Bachelor's degree and experience in financial services or related fields required.
  • Other info: Dynamic environment with opportunities for professional development and collaboration.

The predicted salary is between 36000 - 60000 £ per year.

Step into a high-impact role where your expertise will be instrumental in safeguarding our firm's integrity and driving innovative compliance and risk management strategies. At JPMorgan Chase, you'll collaborate with dynamic teams and senior stakeholders, gaining exposure to diverse business areas and accelerating your career growth. This is your opportunity to influence business leaders, shape the future of our Markets businesses, and make a meaningful difference. Join a team that champions innovation, collaboration, and professional development.

As a Control Manager within JPMorgan Chase, you will lead Quality Assurance (QA) over 1LOD processes within Markets Sales & Trading, focusing on the supervisory framework that defines roles and responsibilities of Front Office Sales & Trading managers. This is an exciting opportunity for an ambitious associate to be involved in providing quality assurance to senior stakeholders for the Markets businesses. You will be responsible for planning and execution of the QA activities, including creation of test scripts, oversight and mentoring of our offshore colleagues, completing analysis of results. You will also be responsible for monitoring and tracking findings through to resolution. This role provides opportunities to work with stakeholders across functions and at all levels throughout the organisation and will provide the opportunity to present at senior forums as delegate for the QA Program Owner.

Job responsibilities

  • Plan and execute quarterly markets BCM assurance activities.
  • Partner with the QA Program Owner to review scope and update relevant documentation for approval.
  • Manage objectives, scope, sampling methodology, scoring methodology, quality thresholds, QA results reporting, tracking of corrective actions, and record retention.
  • Execute testing pre-work and analyze results, oversee findings reports with suggested actions.
  • Act as the oversight contact for the offshore QA team and handle escalations.
  • Conduct interviews during the QA cycle and create presentations of results for different audiences.

Required qualifications, capabilities, and skills

  • Bachelor's degree or equivalent experience.
  • Deep understanding of Markets Sales or Trading business.
  • Experience in the financial services industry with a background in audit, assurance, controls, operational risk management, compliance or equivalent subject matter expertise in a relevant business-related function/operation.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio) required, with data analytics preferred using Excel, Alteryx or Python.
  • Excellent written and verbal communication skills with an ability to influence business leaders meaningfully and actionably.
  • Exceptional interpersonal skills; exceptional collaboration and relationship-building skills.
  • Flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results-driven environment.
  • Independent decision-making using sound judgment.
  • Solid critical thinking, attention to detail, and analytical skills; able to synthesize large amounts of data and formulate appropriate conclusions.
  • Implementation skills.

Preferred qualifications, capabilities, and skills

  • Excellent written and verbal communication skills with an ability to influence business leaders in a meaningful and actionable manner.
  • Problem solving / Analytical skills - solid critical thinking, attention to detail and analytical skills; able to synthesize large amounts of data and formulate appropriate conclusions.
  • Ability to manage multiple and competing deliverables.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio) required and data analytics preferred using Excel, Access.
  • Strong digital literacy for the effective use of digital tools and platforms in control frameworks.
  • Emerging ability to influence stakeholders in implementing compliance strategies and fostering collaboration.

About Us

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives. We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

About the Team

J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

Controls Assurance Manager - Senior Associate in City of London employer: JPMorgan Chase & Co.

At J.P. Morgan, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters innovation and collaboration. As a Controls Assurance Manager, you will have the opportunity to engage with senior stakeholders, drive impactful compliance strategies, and accelerate your career growth in a supportive environment that values diversity and inclusion. Our commitment to professional development ensures that you will continuously evolve in your role while contributing to the integrity of our Markets businesses.
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Contact Detail:

JPMorgan Chase & Co. Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Controls Assurance Manager - Senior Associate in City of London

✨Tip Number 1

Network like a pro! Reach out to your connections in the industry, attend relevant events, and don’t be shy about asking for informational interviews. The more people you know, the better your chances of landing that dream job.

✨Tip Number 2

Prepare for those interviews! Research the company, understand their values, and be ready to discuss how your skills align with their needs. Practise common interview questions and have your own questions ready to show your interest.

✨Tip Number 3

Showcase your expertise! Bring examples of your past work or projects to the interview. This not only demonstrates your capabilities but also gives you a chance to discuss your thought process and problem-solving skills.

✨Tip Number 4

Don’t forget to follow up! After your interview, send a thank-you email to express your appreciation for the opportunity. It’s a great way to keep yourself on their radar and show your enthusiasm for the role.

We think you need these skills to ace Controls Assurance Manager - Senior Associate in City of London

Quality Assurance (QA)
Risk Management
Compliance
Audit
Operational Risk Management
Data Analytics
Microsoft Office Suite (Word, Excel, PowerPoint, Visio)
Presentation Skills
Stakeholder Management
Analytical Skills
Attention to Detail
Interpersonal Skills
Decision-Making
Adaptability
Collaboration

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the role of Controls Assurance Manager. Highlight your experience in audit, assurance, and risk management, and don’t forget to showcase your proficiency in Microsoft Office and any data analytics tools you’ve used.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your skills align with the job description. Be sure to mention your ability to influence business leaders and your experience in the financial services industry.

Showcase Your Communication Skills: Since excellent written and verbal communication skills are key for this role, make sure your application reflects that. Use clear, concise language and structure your documents well to demonstrate your ability to communicate effectively.

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way to ensure your application gets the attention it deserves, and you’ll be one step closer to joining our innovative team!

How to prepare for a job interview at JPMorgan Chase & Co.

✨Know Your Stuff

Make sure you have a solid understanding of the Markets Sales and Trading business. Brush up on key concepts, recent trends, and any relevant regulations. This will not only help you answer questions confidently but also show your genuine interest in the role.

✨Showcase Your Analytical Skills

Prepare to discuss your experience with data analytics and how you've used tools like Excel or Python in previous roles. Be ready to provide examples of how you've synthesised large amounts of data to draw actionable conclusions, as this is crucial for the Controls Assurance Manager position.

✨Practice Your Communication

Since you'll be influencing senior stakeholders, practice articulating your thoughts clearly and concisely. Consider doing mock interviews with friends or colleagues to refine your verbal communication skills and ensure you can present complex information in an easily digestible way.

✨Be Ready for Scenario Questions

Expect to face scenario-based questions that assess your problem-solving and decision-making abilities. Think of past experiences where you had to manage competing priorities or resolve conflicts, and be prepared to discuss how you approached those situations effectively.

Controls Assurance Manager - Senior Associate in City of London
JPMorgan Chase & Co.
Location: City of London

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