Join our dynamic team and help shape regulatory licensing and registrations for regulated professionals across EMEA, driving excellence amid evolving regulatory landscape and operational changes. As a Compliance Advisory Associate within our EMEA Registrations team, you will play a pivotal role in implementing regulatory changes, shaping policy requirements, and providing expert guidance to stakeholders at all levels. This dynamic position covers the UK's Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) Senior Managers & Certification Regime, MiFID II Knowledge and Competence, and additional country-specific registration requirements (such as BaFin and the Central Bank of Ireland). If you are curious, proactive, detail oriented and thrive in a high pace collaborative environment focused on delivering regulatory solutions, we encourage you to apply.
- Serve as a key partner in regulatory and process change initiatives, providing substantial input to ensure effective implementation of regulatory changes and ongoing compliance.
- Develop, enhance, and maintain policies, procedures, and documentation related to regulated individuals.
- Design and deliver training materials on the Senior Managers & Certification Regime, with a focus on FCA/PRA Conduct Rules.
- Engage and influence stakeholders at all levels, fostering strong working relationships across the organization.
- Produce, analyze, and present metrics to support oversight of EMEA Registrations activities in various forums.
- Monitor regulatory developments and industry trends related to licensing and registration, identifying and incorporating best practices., Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.
Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm's needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.
Preferred Qualifications, Capabilities, and Skills
- Excellent communication skills, with the ability to convey complex concepts clearly to diverse audiences.
- Energetic self-starter with a proactive approach to problem-solving and driving solutions.
- Strong execution skills, with the ability to deliver results and meet deadlines in a fast-paced environment.
- Focused on controls and risk management, adaptable to regulatory changes while maintaining high standards of compliance.
- Effective analytical skills, with the ability to identify trends, themes, and assess the effectiveness of compliance initiatives.
- Working knowledge of UK and/or EU regulatory regimes.
- Practical experience applying relevant laws and regulations.
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
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EMEA Registrations Advisory - Employee Compliance Associate in Christchurch employer: JPMorgan Chase & Co.
JPMorgan Chase & Co. is an exceptional employer, offering a dynamic work environment in the heart of London’s International Private Bank. With a strong emphasis on professional development, employees benefit from comprehensive training programs and opportunities for career advancement, all while enjoying a collaborative culture that values teamwork and innovation. The role of Executive Assistant not only provides a chance to work closely with senior leaders but also allows for meaningful contributions to the success of the team in a prestigious financial institution.
