At a Glance
- Tasks: Support planning and execution of Resolution Pack tests while ensuring compliance with FCA CASS 10.
- Company: Join a leading financial institution focused on governance and oversight.
- Benefits: Gain valuable experience, competitive salary, and opportunities for professional growth.
- Other info: Collaborative environment with opportunities to work across various business lines.
- Why this job: Make a real impact in regulatory compliance and enhance operational efficiency.
- Qualifications: Strong organisational skills, attention to detail, and experience in financial services compliance.
The predicted salary is between 40000 - 50000 £ per year.
Support the planning and execution of Resolution Pack (RP) tests, including coordinating test activities, collecting and maintaining complete audit-ready evidence, and documenting results and actions. Escalate issues and exceptions to senior team members and contribute to the team’s ongoing compliance with FCA CASS 10 requirements.
As CASS Governance & Oversight Analyst within the CASS Governance & Oversight team, you will design and implement the oversight framework for CASS rules requirements within the CIB (Commercial and Investment Bank), ensuring the CIB’s Client Asset Oversight Officer (CAOO) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory responsibilities. You will work closely with Operations, Business and Product Management spanning all lines of business across the In‑Scope Legal Entities. In addition, you will partner with Compliance, Audit and Risk.
Job responsibilities:
- Assist with ad hoc CASS tasks or projects, as required, to support enhancements to operational efficiency and regulatory compliance.
- Administer Resolution Pack (RP) testing execution in line with CASS 10 rules.
- Maintain and organise CASS evidence and documentation, ensuring records are complete, accurate, and kept up to date in line with FCA CASS rules.
- Coordinate with relevant business lines to provide guidance and feedback on CASS documentation and potential enhancements.
Required qualifications, capabilities, and skills:
- Ability to organise and manage multiple tasks to deadlines and comfortable working to a test schedule.
- Strong attention to detail and ability to maintain complete, accurate, audit‑ready evidence.
- Good written communication skills, with the ability to produce clear documentation (procedures, test evidence packs, logs).
- Stakeholder management skills: able to coordinate inputs across business lines and follow up to closure.
- Analytical mindset: able to identify exceptions, data gaps, or control weaknesses and escalate appropriately.
- Proficient in Microsoft Office, especially Excel, PowerPoint and Word.
- Experience in an operations, governance, controls or compliance environment within financial services.
Preferred qualifications, capabilities, and skills:
- Familiarity with FCA Client Assets (CASS) principles and terminology, ideally including CASS 10 Resolution Pack.
CASS Governance & Oversight Analyst in Bournemouth employer: Jpmorgan Chase & Co.
Contact Detail:
Jpmorgan Chase & Co. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Governance & Oversight Analyst in Bournemouth
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those who work in CASS governance or compliance. A friendly chat can lead to insider info about job openings that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA CASS rules, especially CASS 10. Show us you know your stuff and can talk confidently about how you’d handle the responsibilities of a CASS Governance & Oversight Analyst.
✨Tip Number 3
Don’t just apply and wait! Follow up on your applications through our website. A quick email or call can show your enthusiasm and keep you on the radar of hiring managers.
✨Tip Number 4
Showcase your analytical skills! Prepare examples from your past experiences where you identified issues or improved processes. We love to see how you think and solve problems, especially in a compliance context.
We think you need these skills to ace CASS Governance & Oversight Analyst in Bournemouth
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that match the CASS Governance & Oversight Analyst role. Highlight your experience with compliance, governance, and any relevant financial services background to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about the role and how your skills align with our needs. Don’t forget to mention your familiarity with FCA CASS principles if you have it!
Showcase Your Attention to Detail: Since this role requires strong attention to detail, make sure your application is free from typos and errors. Present your information clearly and concisely, demonstrating your ability to maintain audit-ready evidence.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of being noticed. It’s the easiest way for us to keep track of your application and get back to you quickly!
How to prepare for a job interview at Jpmorgan Chase & Co.
✨Know Your CASS Inside Out
Make sure you brush up on FCA CASS 10 rules and the specifics of the Resolution Pack. Being able to discuss these topics confidently will show that you're not just familiar with the terminology, but that you understand how they apply in practice.
✨Showcase Your Organisational Skills
Since the role involves managing multiple tasks and deadlines, prepare examples from your past experiences where you successfully organised and prioritised tasks. Use the STAR method (Situation, Task, Action, Result) to structure your responses.
✨Demonstrate Attention to Detail
Bring along examples of documentation you've created or maintained in previous roles. Highlight how you ensured accuracy and completeness, as this is crucial for audit-ready evidence. Be ready to discuss any challenges you faced and how you overcame them.
✨Engage with Stakeholders
Prepare to talk about your experience in stakeholder management. Think of instances where you coordinated inputs across different business lines and how you followed up to ensure closure. This will illustrate your ability to work collaboratively and effectively.