At a Glance
- Tasks: Lead regulatory engagement and enhance governance frameworks in Asset and Wealth Management.
- Company: Join J.P. Morgan, a global leader in financial services with a focus on diversity and inclusion.
- Benefits: Competitive salary, diverse work environment, and opportunities for professional growth.
- Other info: Collaborative culture with a focus on continuous improvement and operational excellence.
- Why this job: Make a real impact by navigating the evolving regulatory landscape in finance.
- Qualifications: Experience in financial services, strong analytical skills, and excellent communication abilities.
The predicted salary is between 63000 - 77000 £ per year.
Join a strategic controls team that helps Asset and Wealth Management navigate an evolving regulatory landscape. In this role, you will provide regulatory engagement leadership, strengthen transparency and governance, and help teams prepare for regulatory interactions with confidence. You will partner closely with stakeholders across lines of defense and functions to anticipate risks, drive consistent execution, and deliver practical solutions. If you enjoy working at the intersection of regulation, controls, and business priorities, this role offers high visibility and impact.
As a Regulatory Control Lead in the Asset and Wealth Management Regulatory Controls team, you will proactively identify regulatory engagements that impact the business, assess scope and exposure, and support stakeholders throughout the regulatory engagement lifecycle. You will help enhance frameworks for engagement governance, commitments, management responses, and lessons learned. You will also provide executive-ready reporting, promote best practices, and support a culture of continuous improvement across regions and stakeholder groups.
Job responsibilities
- Serve as the primary regulatory point of contact and trusted advisor for matters impacting Asset and Wealth Management, with a primary focus on EMEA.
- Design, implement, and continuously improve frameworks for regulatory engagement governance, commitments, management responses, issue management, and lessons learned.
- Provide consistent and timely reporting on regulatory engagements, issues, priorities, and commitments to increase transparency and accountability.
- Lead regulatory engagement coordination across preparation, fieldwork, and management response phases, reviewing submissions for completeness and quality.
- Build strong partnerships across the first and second lines of defense, Legal Entity management, Legal, Regulatory Management, and Control Management.
- Lead or support identification, escalation, and resolution of regulatory issues, coordinating with impacted teams to drive timely outcomes.
- Prepare stakeholders for regulatory engagements through targeted deep dives, guidance, and preparation sessions.
- Drive consistency and calibration across cross-business regulatory engagements, aligning approach across impacted teams, legal entities, and functions.
- Partner with local Control Management teams on strategic initiatives and projects that strengthen controls and operational excellence.
Required qualifications, capabilities, and skills
- Relevant advanced experience in financial services, regulatory programs, Legal, Compliance, Risk Management, or a related area.
- Strong program and project management skills, including the ability to manage multiple priorities under tight deadlines with high attention to detail.
- Strong analytical and problem-solving skills with an inquisitive mindset and a focus on anticipating stakeholder needs.
- Excellent written and verbal communication skills with the ability to tailor messaging to different audiences.
- Strong collaboration skills and the ability to influence effectively across multiple stakeholders and a complex organizational structure.
- Proficiency with Microsoft Office (Word, Excel, PowerPoint).
- Familiarity with artificial intelligence and large language model concepts.
Preferred qualifications, capabilities, and skills
- Experience supporting regulatory engagements, regulatory issue management, or regulatory reporting in a controls environment.
- Experience partnering across multiple regions and lines of defense in a matrixed organization.
- Experience improving governance frameworks, operational controls, and engagement playbooks.
Regulatory Control Lead – Asset and Wealth Management Regulatory Controls (ARC) in Glasgow employer: JP Morgan Chase
At J.P. Morgan, we pride ourselves on being an exceptional employer, particularly within our Global Financial Crimes Compliance team in EMEA. Our commitment to diversity and inclusion fosters a collaborative work culture where employees are empowered to grow and develop their skills in a dynamic environment. With access to comprehensive training and the opportunity to engage with a wide range of financial services, you will find meaningful and rewarding career advancement in a company that values your contributions.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Control Lead – Asset and Wealth Management Regulatory Controls (ARC) in Glasgow
✨Tap into Campus Networks
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We think you need these skills to ace Regulatory Control Lead – Asset and Wealth Management Regulatory Controls (ARC) in Glasgow
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to JP Morgan Chase.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on JP Morgan Chase's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at JP Morgan Chase
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with JP Morgan Chase.
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Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at JP Morgan Chase will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former JP Morgan Chase employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
