JohnstonGreer Ltd. seeks a Compliance Supervisor in Scotland to join the financial planning team. The role oversees a broad range of compliance duties, ensuring regulatory alignment across the firm and its processes.
Strong liaison with regulators and proactive monitoring are essential. You will implement changes to systems, perform AML checks, and manage file reviews while maintaining high standards of data protection and TC compliance.
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Senior Compliance Supervisor (Financial Services) employer: JohnstonGreer Ltd
JohnstonGreer Ltd is an excellent employer, offering a flexible working environment that allows for remote, hybrid, or office-based options, catering to the diverse needs of its employees. With a strong focus on professional growth within the SIPP/SSAS sector, the company provides ample opportunities for career advancement, alongside a competitive bonus and benefits package that enhances overall job satisfaction. The supportive work culture fosters collaboration with clients, intermediaries, and property managers, making it a rewarding place to build a meaningful career.