At a Glance
- Tasks: Conduct compliance reviews and monitor regulatory developments in a dynamic financial environment.
- Company: Join a well-established financial institution with a strong focus on compliance and risk management.
- Benefits: Gain valuable experience in compliance while working in a supportive team for 9 months.
- Why this job: Make a real impact by enhancing compliance frameworks and ensuring regulatory adherence.
- Qualifications: Experience in compliance roles within UK financial institutions and strong communication skills.
- Other info: Opportunity for professional growth in a fast-paced, evolving industry.
The predicted salary is between 36000 - 60000 Β£ per year.
Our client, a well-established financial institution, is currently recruiting a Compliance Officer to join their Risk & Compliance team for a 9-month FTC. The Compliance Officer will be responsible for delivering high quality monitoring reviews, interpreting regulatory developments, and supporting the ongoing enhancement of our compliance and risk framework.
Key Responsibilities for the Compliance Officer:
- Conduct detailed QA assessments to ensure adherence to internal policies, regulatory expectations and risk appetite.
- Monitor, interpret, and communicate regulatory developments, publications, and supervisory communications.
- Support regulatory horizon scanning and ensure relevant updates are shared with stakeholders.
- Assist in maintaining and enhancing internal compliance policies and procedures, and controls.
Skills Required for the Compliance Officer:
- Proven banking experience in a Compliance monitoring, Quality Assurance, advisory, or audit role within a UK financial institution.
- Strong understanding of FCA rules, regulatory expectations, and compliance risk.
- Experience conducting compliance reviews, periodic assessments, and operational risk activities.
- Strong communication skills.
Please apply as directed!
Compliance Officer - Clearwater People Solutions Ltd in Tonbridge employer: Jobster
Contact Detail:
Jobster Recruiting Team
StudySmarter Expert Advice π€«
We think this is how you could land Compliance Officer - Clearwater People Solutions Ltd in Tonbridge
β¨Tip Number 1
Network like a pro! Reach out to your connections in the financial sector, especially those who work in compliance. A friendly chat can lead to insider info about job openings or even a referral.
β¨Tip Number 2
Prepare for interviews by brushing up on FCA rules and recent regulatory changes. We want you to be the go-to person for compliance knowledge during your interview β it shows you're serious about the role!
β¨Tip Number 3
Donβt just wait for job alerts! Actively search for roles on our website and apply directly. The more proactive you are, the better your chances of landing that Compliance Officer position.
β¨Tip Number 4
Follow up after interviews! A quick thank-you email reiterating your interest in the role can keep you top of mind. Plus, it shows your enthusiasm for the position and the company.
We think you need these skills to ace Compliance Officer - Clearwater People Solutions Ltd in Tonbridge
Some tips for your application π«‘
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your banking experience and any relevant compliance monitoring or QA roles you've held. We want to see how your skills match what we're looking for!
Showcase Your Skills: In your cover letter, emphasise your understanding of FCA rules and regulatory expectations. We love seeing candidates who can clearly communicate their expertise in compliance risk and operational assessments.
Be Clear and Concise: When writing your application, keep it clear and to the point. Use bullet points where possible to make it easy for us to see your key achievements and experiences. We appreciate a well-structured application!
Apply Through Our Website: Donβt forget to apply through our website! Itβs the best way for us to receive your application and ensures youβre considered for the role. We canβt wait to hear from you!
How to prepare for a job interview at Jobster
β¨Know Your Regulations
Make sure you brush up on FCA rules and regulatory expectations before the interview. Being able to discuss recent regulatory developments will show that you're proactive and knowledgeable, which is crucial for a Compliance Officer role.
β¨Showcase Your Experience
Prepare specific examples from your previous roles in compliance monitoring or quality assurance. Highlight how you've conducted compliance reviews or assessments, as this will demonstrate your hands-on experience and suitability for the position.
β¨Communicate Clearly
Strong communication skills are essential for this role. Practice articulating complex compliance concepts in simple terms. This will not only help you during the interview but also reflect your ability to communicate effectively with stakeholders.
β¨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance framework and how they handle regulatory changes. This shows your genuine interest in the role and helps you understand how you can contribute to their team.