At a Glance
- Tasks: Lead compliance testing and assurance reviews in a dynamic financial services environment.
- Company: Global financial services organisation with a high-performing assurance team.
- Benefits: Flexible working, competitive salary, and opportunities for professional growth.
- Why this job: Shape compliance strategies and make a real impact on risk management.
- Qualifications: Experience in compliance testing and strong leadership skills required.
- Other info: Collaborative culture with opportunities to innovate using data and technology.
The predicted salary is between 48000 - 72000 £ per year.
Senior Manager – Compliance Testing & Assurance
Location: EMEA | London | Flexible working available
The Opportunity
We are looking for an experienced compliance professional to join a high-performing assurance team within a global financial services organisation. This is a senior role offering visibility, influence, and the chance to shape how compliance risks are identified, tested, and managed across a complex international business.
You will lead risk-based compliance reviews, work closely with senior stakeholders, and help drive innovation in assurance through data, technology, and strong governance. If you enjoy combining strategic thinking with hands-on delivery and team leadership, this role offers real scope to make an impact.
What You’ll Do
- Lead and deliver compliance testing and assurance reviews across wholesale banking and capital markets activities
- Help shape and execute the regional compliance assurance strategy and annual testing plan
- Manage and develop a mixed onshore/offshore team, ensuring high-quality outputs and continuous improvement
- Partner with business leaders, risk, and compliance colleagues to assess key conduct and regulatory risks
- Oversee issue tracking, reporting, and escalation to senior management
- Contribute to regulatory interactions, audits, and inspections
- Support the use of data analytics and technology to enhance assurance effectiveness
What We’re Looking For
- Strong experience in compliance testing, assurance, audit, or regulatory roles within financial services
- In-depth knowledge of UK financial services regulation (experience in other jurisdictions is a plus)
- Proven ability to assess risk and control frameworks and deliver clear, practical assurance
- Experience leading reviews and influencing senior stakeholders
- Confident people manager with a collaborative leadership style
Qualifications
- Degree in finance, business, economics, or a related field
- Professional qualifications or advanced degrees are advantageous but not essential
Compliance Manager - Testing & Quality Assurance - Gresham Hunt in London employer: Jobster
Contact Detail:
Jobster Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Testing & Quality Assurance - Gresham Hunt in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK financial services regulations. Be ready to discuss how you've tackled compliance challenges in the past and how you can bring that experience to the table.
✨Tip Number 3
Showcase your leadership skills! When discussing your experience, highlight instances where you've successfully managed teams or influenced senior stakeholders. This will demonstrate your ability to lead in a high-performing assurance team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Manager - Testing & Quality Assurance - Gresham Hunt in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in compliance testing and assurance, and don’t forget to mention any relevant qualifications or projects that showcase your skills.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Talk about your strategic thinking and hands-on delivery experience, and how you can contribute to our high-performing assurance team.
Showcase Your Leadership Skills: Since this role involves managing a mixed onshore/offshore team, make sure to highlight your people management experience. Share examples of how you've led teams to achieve high-quality outputs and foster continuous improvement.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Jobster
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of UK financial services regulations. Be ready to discuss how these regulations impact compliance testing and assurance. Showing that you understand the nuances of the regulatory landscape will impress the interviewers.
✨Showcase Your Leadership Skills
Since this role involves managing a mixed team, be prepared to share examples of your leadership style. Talk about how you've successfully led teams in the past, especially in high-pressure situations. Highlight your collaborative approach and how it has driven results.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance testing. Think of specific instances where you identified risks or improved processes. Use the STAR method (Situation, Task, Action, Result) to structure your answers effectively.
✨Engage with Data and Technology
Since the role emphasises the use of data analytics and technology, be ready to discuss any relevant tools or methodologies you've used. Share how you've leveraged technology to enhance compliance effectiveness in previous roles, as this will show your forward-thinking approach.