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- Tasks: Oversee compliance for an investment advisory business and manage KYC and AML analysis.
- Company: Leading compliance consulting firm in the UK with a strong reputation.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Join a dynamic team and make a real impact in the compliance sector.
- Qualifications: 4+ years of FCA-regulated compliance experience and strong analytical skills.
- Other info: Opportunity to manage diverse workloads and interact with various professionals.
The predicted salary is between 48000 - 72000 £ per year.
A leading compliance consulting firm in the UK is seeking a Compliance Officer to oversee compliance for an investment advisory business. The ideal candidate will have 4+ years of FCA-regulated compliance experience and be proficient in managing compliance programs.
Responsibilities include:
- KYC and AML analysis
- Maintaining compliance requirements
- Interacting with various personnel regarding compliance issues
This role requires strong analytical skills and the ability to manage a diverse workload effectively.
Asset Management Compliance Lead — FCA Regs & Oversight in London employer: Jobster
Contact Detail:
Jobster Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Asset Management Compliance Lead — FCA Regs & Oversight in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We recommend creating a cheat sheet of key topics to discuss, so you can showcase your expertise and confidence during the interview.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and match your skills, making your application stand out!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role. It keeps you fresh in their minds and demonstrates your professionalism.
We think you need these skills to ace Asset Management Compliance Lead — FCA Regs & Oversight in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your 4+ years of FCA-regulated compliance experience. We want to see how your skills align with the role, so don’t be shy about showcasing your KYC and AML analysis expertise!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Compliance Officer role. We love seeing candidates who can articulate their passion for compliance and how they can contribute to our team.
Showcase Your Analytical Skills: Since strong analytical skills are key for this role, make sure to include examples in your application that demonstrate your ability to manage compliance programs effectively. We’re looking for real-life scenarios where you’ve made an impact!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts!
How to prepare for a job interview at Jobster
✨Know Your FCA Regulations
Make sure you brush up on the latest FCA regulations and compliance requirements. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with the basics, but that you’re genuinely knowledgeable and ready to take on the responsibilities.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in previous roles, especially in KYC and AML analysis. Be ready to discuss specific cases where your insights led to improved compliance or risk management. This will demonstrate your capability to handle the diverse workload expected in this position.
✨Engage with Compliance Scenarios
Think about potential compliance scenarios you might face in the role and how you would address them. During the interview, don’t hesitate to ask questions about their current compliance challenges. This shows your proactive approach and genuine interest in the company’s operations.
✨Communicate Effectively
Since the role involves interacting with various personnel, practice articulating your thoughts clearly and confidently. Use examples from your past experiences to illustrate how you’ve successfully communicated compliance issues to different stakeholders. This will highlight your interpersonal skills and ability to work collaboratively.
