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For Companies At a Glance
- Tasks: Lead compliance testing and assurance reviews in a dynamic financial services environment.
- Company: Global financial services organisation with a high-performing assurance team.
- Benefits: Flexible working, competitive salary, and opportunities for professional growth.
- Why this job: Shape compliance strategies and make a real impact in a complex international business.
- Qualifications: Experience in compliance testing and strong leadership skills required.
- Other info: Collaborative culture with a focus on innovation and continuous improvement.
The predicted salary is between 36000 - 60000 £ per year.
Senior Manager – Compliance Testing & Assurance
Location: EMEA | London | Flexible working available
The Opportunity
We are looking for an experienced compliance professional to join a high-performing assurance team within a global financial services organisation. This is a senior role offering visibility, influence, and the chance to shape how compliance risks are identified, tested, and managed across a complex international business. You will lead risk-based compliance reviews, work closely with senior stakeholders, and help drive innovation in assurance through data, technology, and strong governance. If you enjoy combining strategic thinking with hands-on delivery and team leadership, this role offers real scope to make an impact.
What You’ll Do
- Lead and deliver compliance testing and assurance reviews across wholesale banking and capital markets activities
- Help shape and execute the regional compliance assurance strategy and annual testing plan
- Manage and develop a mixed onshore/offshore team, ensuring high-quality outputs and continuous improvement
- Partner with business leaders, risk, and compliance colleagues to assess key conduct and regulatory risks
- Oversee issue tracking, reporting, and escalation to senior management
- Contribute to regulatory interactions, audits, and inspections
- Support the use of data analytics and technology to enhance assurance effectiveness
What We’re Looking For
- Strong experience in compliance testing, assurance, audit, or regulatory roles within financial services
- In-depth knowledge of UK financial services regulation (experience in other jurisdictions is a plus)
- Proven ability to assess risk and control frameworks and deliver clear, practical assurance
- Experience leading reviews and influencing senior stakeholders
- Confident people manager with a collaborative leadership style
Qualifications
- Degree in finance, business, economics, or a related field
- Professional qualifications or advanced degrees are advantageous but not essential
Compliance Manager - Testing & Quality Assurance - Gresham Hunt employer: Jobster
Contact Detail:
Jobster Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Testing & Quality Assurance - Gresham Hunt
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK financial services regulation. Be ready to discuss how you've tackled compliance challenges in the past. Show them you’re not just a candidate, but the right fit for their team!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website for a smoother process! We’ve got all the resources you need to showcase your skills effectively. Plus, it gives us a chance to see your application in the best light possible!
We think you need these skills to ace Compliance Manager - Testing & Quality Assurance - Gresham Hunt
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in compliance testing and assurance, and don’t forget to mention any relevant qualifications or projects that showcase your skills.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Talk about your strategic thinking and hands-on delivery experience, and how you can contribute to our high-performing assurance team.
Showcase Your Leadership Skills: As a Compliance Manager, you’ll be leading a mixed team. Make sure to highlight your people management experience and collaborative leadership style in your application. We want to see how you’ve successfully managed teams in the past!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Jobster
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of UK financial services regulation. Be ready to discuss how your experience aligns with compliance testing and assurance, especially in wholesale banking and capital markets. This will show that you’re not just familiar with the basics but can also dive deep into specifics.
✨Showcase Your Leadership Skills
As a Compliance Manager, you'll be leading a mixed team. Prepare examples of how you've successfully managed teams in the past, focusing on collaboration and continuous improvement. Highlight any specific instances where your leadership made a tangible difference in compliance outcomes.
✨Prepare for Stakeholder Engagement
You’ll need to influence senior stakeholders, so think about how you can demonstrate your ability to communicate effectively with them. Prepare scenarios where you’ve successfully navigated complex discussions or resolved conflicts, showcasing your strategic thinking and hands-on delivery.
✨Embrace Data and Technology
Since the role involves enhancing assurance effectiveness through data analytics and technology, be ready to discuss your experience with these tools. Share examples of how you've used data to drive compliance improvements or how you've implemented tech solutions in previous roles.
