Overview
Our client, a Global Bank, are looking for an AVP Trade Surveillance to join their Compliance team based in London.
Responsibilities
- Perform daily monitoring and testing of trade, order, RFQ, and market data alerts across all business lines.
- Support the development and enhancement of surveillance models, thresholds, and logic to ensure effective detection of market abuse behaviours.
- Conduct detailed investigations, ensuring findings are fully documented, evidenced, and escalated appropriately.
- Produce high-quality management information, incident reports, and audit-ready documentation.
- Contribute to the annual Surveillance Book of Work and Compliance Monitoring Plan, including model calibration and validation activities.
- Identify gaps, weaknesses, or emerging risks in monitoring activity and propose improvements to surveillance tools or processes.
Qualifications
Previous experience with Python is essential.
Contact Details:
Jobs via eFinancialCareers Recruitment Team
