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- Tasks: Lead compliance efforts and provide expert regulatory advice in a dynamic trading environment.
- Company: Join a leading trading venue focused on enhancing global regulatory standards.
- Benefits: Enjoy a full-time role with opportunities for professional growth and development.
- Why this job: Be a key player in shaping compliance strategies and influencing market practices.
- Qualifications: 10+ years in financial services compliance, with expertise in electronic trading regulations.
- Other info: This role offers a chance to work closely with senior stakeholders and drive strategic initiatives.
The predicted salary is between 36000 - 60000 £ per year.
Senior Compliance Officer – Selby Jennings
Senior Compliance Officer – Selby Jennings
4 days ago Be among the first 25 applicants
We are currently supporting a leading trading venue in the search for a Senior Compliance Officer. This is a key role within a growing and dynamic organisation focused on enhancing regulatory standards and supporting the evolution of electronic trading across global markets.
The successful candidate will report to the Chief Compliance Officer and act as a trusted advisor to the business on a wide range of compliance matters, with a particular focus on regulatory engagement, risk management, and strategic initiatives.
Key Responsibilities
- Serve as the primary Compliance contact for business lines and support functions
- Provide expert regulatory advice and escalate to the Chief Compliance Officer as needed
- Lead regulatory interactions and manage the drafting and submission of notifications
- Support new business initiatives and regulatory change projects
- Oversee the financial crime framework and collaborate with on-boarding teams
- Maintain and enhance firm-wide risk assessments tailored to business complexity
- Develop and refine management information for internal committees and governance bodies
- Identify compliance risks in new initiatives and implement mitigating controls
- Coordinate regulatory issue assessments and manage communications with regulators
- Prepare and present compliance updates to Boards and senior stakeholders
Candidate Profile
- 10+ years of experience in financial services compliance or control functions
- Strong background in regulated electronic trading platforms, market infrastructure, or post-trade services
- Deep understanding of MiFID II, including algorithmic trading, market abuse, outsourcing, and reporting obligations
- Exceptional communication skills with the ability to challenge and influence stakeholders
- Proven experience in drafting regulatory notifications and managing regulator relationships
- Knowledge of UK and EU financial regulation; familiarity with other global regulatory frameworks is a plus
Seniority level
-
Seniority level
Mid-Senior level
Employment type
-
Employment type
Full-time
Job function
-
Job function
Legal
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Senior Compliance Officer - Selby Jennings employer: Jobs via eFinancialCareers
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Jobs via eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer - Selby Jennings
✨Tip Number 1
Network with professionals in the compliance and financial services sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory compliance.
✨Tip Number 2
Stay updated on the latest developments in MiFID II and other relevant regulations. This knowledge will not only enhance your expertise but also demonstrate your commitment to the role during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed regulatory interactions or compliance risks in previous roles. Real-life scenarios can showcase your problem-solving skills and experience effectively.
✨Tip Number 4
Familiarise yourself with the company’s compliance culture and values. Understanding their approach to compliance will help you align your answers with their expectations during the interview process.
We think you need these skills to ace Senior Compliance Officer - Selby Jennings
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your 10+ years of experience in financial services compliance. Emphasise your background in regulated electronic trading platforms and your understanding of MiFID II, as these are crucial for the role.
Craft a Strong Cover Letter: In your cover letter, clearly articulate your expertise in regulatory engagement and risk management. Mention specific examples of how you've provided regulatory advice or managed relationships with regulators in previous roles.
Highlight Communication Skills: Given the importance of exceptional communication skills for this position, include instances where you successfully influenced stakeholders or presented compliance updates to senior management. This will demonstrate your ability to challenge and engage effectively.
Showcase Relevant Achievements: Include any notable achievements related to compliance, such as leading regulatory interactions or overseeing financial crime frameworks. Quantify your successes where possible to make a stronger impact.
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact electronic trading and compliance, as this will show your expertise in the field.
✨Demonstrate Communication Skills
As a Senior Compliance Officer, you'll need to influence and challenge stakeholders. Practice articulating your thoughts clearly and confidently, especially when discussing complex compliance issues or regulatory changes.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about past experiences where you've identified compliance risks or managed regulatory interactions, and be ready to share those examples.
✨Showcase Your Leadership Experience
Highlight any experience you have in leading teams or projects, particularly in compliance-related initiatives. Discuss how you've supported new business initiatives or enhanced risk assessments, as this will demonstrate your capability to take on a senior role.