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For Companies At a Glance
- Tasks: Reconcile trades, validate data, and drive compliance in a dynamic wealth management environment.
- Company: Established wealth management firm with a focus on operational excellence.
- Benefits: Competitive salary, professional development, and a collaborative work culture.
- Why this job: Make an impact by ensuring regulatory compliance and optimising transaction reporting processes.
- Qualifications: 2+ years in regulatory reporting, strong analytical skills, and knowledge of MiFID II.
- Other info: Opportunity for career growth and to champion risk awareness within the business.
The predicted salary is between 36000 - 60000 £ per year.
The Company
A well-established Wealth management firm.
The Role
- Perform weekly and monthly reconciliation of company trades against FCA reported transactions, referencing multiple data sources to identify errors or omissions.
- Validate quantitative and qualitative reconciliation checks and escalate identified issues.
- Maintain shared Transaction Reporting issues and Actions Log, track actions through to resolution using Risk Event process, and own internal and external Transaction Reporting governance meetings.
- Produce monthly MI pack for COO and governance committees using PowerBI application, demonstrating volume and issue based metrics, tracked issues, and reconciliation outcomes.
- Drive continuous optimisation agenda within Transaction Reporting area, ensuring effective oversight of outsourced functions and ongoing regulatory compliance.
- Assist 1st line defence with identification and reporting of operating events, analyse control failures and ensure actions are put in place to prevent recurrence, monitor escalation quality and progress.
- Assist wealth management business with timely identification and resolution of dealing errors to minimise market risk and reduce cost, log all dealing errors.
- Assist Operational Risk Manager with investigation of operational risk themes, trend analysis and performing thematic risk reviews to drive operational efficiency and mitigate risk, and assist with end-to-end process reviews or implementation of proposed changes.
- Champion embedding Risk policies and frameworks and a continuing culture of risk awareness with wider business, review, update and implement SOP and present data at governance meetings when required.
Candidate
- At least 2 years Transaction Reporting / Regulatory Reporting industry experience, preferably in Wealth Management, Investment Management or Asset Management.
- Strong knowledge of regulatory reporting frameworks such as MiFID II and associated data requirements.
- Data governance and data quality management, with experience in data lineage and controls.
- Proficiency with regulatory reporting systems, risk platforms, and data warehouses.
- Strong analytical and problem-solving abilities, with attention to detail and ability to deliver under regulatory deadlines.
- Able to work with large data sets and experience with using PowerBI application preferable but training will be provided.
- Ability to work independently and use initiative in owning, escalating and resolving issues.
Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Wea[...] employer: Jobs via eFinancialCareers
Contact Detail:
Jobs via eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Wea[...]
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management and regulatory reporting space. LinkedIn is your best mate here – connect, engage, and don’t be shy to ask for informational chats. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on MiFID II and other regulatory frameworks. We want you to be the go-to person for all things regulatory reporting. Practice common interview questions and think about how your experience aligns with the role. Confidence is key!
✨Tip Number 3
Show off your analytical skills! Bring examples of how you've tackled data issues or improved processes in past roles. Use real-life scenarios to demonstrate your problem-solving abilities. This will make you stand out as someone who can drive operational efficiency.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search. So, get that application in and let’s get you on board!
We think you need these skills to ace Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Wea[...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Regulatory Reporting Analyst. Highlight your experience with transaction reporting and regulatory frameworks like MiFID II, as this will show us you understand what we're looking for.
Showcase Your Skills: Don’t just list your skills; demonstrate them! Use specific examples from your past work that showcase your analytical abilities and attention to detail, especially in relation to data governance and quality management.
Be Clear and Concise: When writing your application, keep it clear and concise. We appreciate straightforward communication, so avoid jargon unless it's relevant to the role. Make it easy for us to see why you're a great fit!
Apply Through Our Website: We encourage you to apply through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Regulations
Make sure you brush up on MiFID II and other relevant regulatory frameworks. Being able to discuss these in detail will show that you understand the landscape of regulatory reporting and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've tackled complex data sets or resolved discrepancies in past roles. Highlight your problem-solving abilities and attention to detail, as these are crucial for a Regulatory Reporting Analyst.
✨Familiarise Yourself with PowerBI
Even if you haven't used PowerBI extensively, get comfortable with its features. You might be asked about your experience with data visualisation tools, so having a basic understanding will help you stand out.
✨Demonstrate Your Risk Awareness
Be ready to discuss how you've contributed to risk management in previous roles. Share specific instances where you've identified operational risks or implemented controls, as this aligns perfectly with the responsibilities of the role.
